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HomeMy WebLinkAbout2019_04_24 Town Board Meeting Packet FOUNDED 1661 TOWN OF MAMARONECK TOWN BOARD AGENDA Wednesday, April 24, 2019 TOWN CENTER COURTROOM 5:00PM THE TOWN BOARD WILL CONVENE IN CONFERENCE ROOM ATO DISCUSS: Work Session Items 1. Review- Firehouse Renovation Bids 2. Comprehensive Plan 3. Proposed Development- BLD Diner Site 4. Discussion - Intersection - Palmer Avenue/Weaver Street 5. Update - Natural Gas Main Installation - Fenimore Road 6. New Business 7. Request for Executive Session 8:00PM CALL TO ORDER— COURTROOM Proclamation - Building Safety Month Supervisor's Report Public Hearing Payment of the Fees for Experts Needed by the Town for Reviewing: Subdivision Application -Wetlands Permits - Special Permits -Applications Before the Board of Appeals Citizen Comments Board of Fire Commissioners 1. Fire Claims 2. Other Fire Department Business Affairs of Town of Mamaroneck 1. Authorization- License Agreement- National Water Main Company 2. Authorization-Amendment to Easement Agreement- 11 Marbourne Drive 3. Report of Bids - TA-19-02 Landscape Maintenance Services 4. Report of Bids - TA-19-04 Grass Maintenance - Hommocks Field/Hommocks Pool 5. Authorization - Capital Project 2019-06 Purchase of Highway Vehicle 6. Authorization - Information Technology Audit 7. Authorization- New York State Snow& Ice Agreement- Supplemental Payment 8. Set Public Hearing —Water District Bonding 9. Authorization- Sale of Surplus Equipment 10. Consideration of Certiorari Approval of the Minutes Reports of the Council Town Clerk's Report Next Regularly Scheduled Meetings -May 8, 2019, May 21, 2019, June 5, 2019 Meeting Adjournment Any physically handicapped person needing special assistance in order to attend the meeting should call the Town Administrator's office at 381-7810. Ukip. i_ Town of Mamaroneck4- 2--(4 - (1 w -�'"F m Town Center 1%. 7, 740 West Boston Post Road,Mamaroneck, NY 10543-3353 OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Memorandum To: Board of Fire Commissioners Re: Proposed Weaver Street Fire Station Renovation Date: April 18, 2019 On the work session agenda is a discussion of the proposed renovation to the lower level of the Weaver Street Firehouse and how best to move forward with the project. The history of this project is that as a result of the need to replace the apparatus floor system, the lower level was significantly impacted. So much so that a complete demolition of the lower level was warranted. As a result, it was decided that the renovation of the lower level would be designed and constructed as a separate project in attempt to control construction costs. The renovation would have to include all new mechanical systems, and general reconstruction of the space including the reconstruction of restrooms and a shower facility. The lower level renovation was designed and sent out for bid at the beginning of March of this year. On April 11, 2019 the Town received three bids for the project. The first attachment is a schedule of the bids received. The lowest bid of $1,756,000 was submitted by Specialty Construction Systems Inc. This is the contractor that was awarded the contract for the replacement of the apparatus floor systems. During preparation of the 2019 Capital Budget in the fall of 2018, a preliminary estimate of the lower level renovation project including soft costs was $1,378,676. In February of 2019 the project was re-estimated with probable costs rising to $1,649,525, an increase of $270,849. The second attachment is the comparison of the 2018 and 2019 summaries of probable cost for the project. Based upon the low bid received on April 11, the estimated project cost is now: Hard Construction Costs: $1,756,000 Design Contingency (5%): 58,696 Construction Contingency (10%): 123,262 Project Soft Costs: 258,588 Bonding Expense (3%) 65,000 Total Project Costs: $2,261,546 Over the last several days, staff and our consultants have discussed what options are available to the Town. There do not appear to be any major changes that could be made to the project scope since most of the renovation is quite basic. A review iitPrinted on Recycled Paper Firehouse Renovation Project I Stephen Altieri ` of the bids indicate that labor costs are driving about 60% of the bid price particularly for the new mechanical systems. The Town will be meeting with the low bidder next Tuesday in an effort to lower the construction costs for the renovation. There is some discretion offered to municipalities to work with the low bidder on cost items. However, assuming that the project costs as listed remain unchanged the Town must consider what options are available and the implications of those options. Before reviewing the options, the Board is reminded that the public referendum for borrowing funds for this project will include the lower level renovation project plus $287,370 for the additional costs incurred for the apparatus floor project. The cost quoted for the additional apparatus floor project includes a 3% factor for borrowing costs. Therefore, the total bond referendum would be for $2,548,916. As a matter of additional background the following is a listing of past Fire District Referendums: • 2007 Fire Apparatus $ 460,000 • 2013 Fire Apparatus (2) 996,000 • 2016 Fire Apparatus/Building Imp. 2,185,000 • 2018 Fire Turnout Gear 280,000 Option 1 - Move Forward with the Project • Our costs are known at this time. • If the project were to be rebid in the fall the level of the pricing is unknown. • Our financial advisers have told us that at this time municipal interest rates are low. The estimate on a 20-year serial bond is that the interest rate for a AAA credit would be around 2.2% • The 2020 budget impact for the Fire District will be an increase in debt expense of $162,000. The increase in the debt expense alone would trigger a 4.18% increase in the Fire District tax rate and $46.00 property tax impact on a property with an average assessment. This impact does not include other changes that may be necessary in the Fire District budget. • If the project were to proceed now the bond referendum would occur during the first two weeks of June. Option 2 - Reject the bids and rebid the project in the fall • At this time of the year, school districts are in the market bidding school construction projects for summer construction. There is the possibility that the bids received April 11 reflected the competition in the market for contractors to complete school projects. • If the project is bid in the fall, there will be less competition from the school districts and contractors may be looking for interior construction projects as the seasons begin to change. • On the down side, since the project has been bid once and with the bids known to contractors there could be little if any change in the pricing. 21 Page t • Firehouse Renovation Project I Stephen Altieri • Interest rates could increase as well as the cost of materials and labor. This could result in higher borrowing costs and higher bid prices. After reviewing this memorandum if members of the Board require additional information before our meeting on April 24th, please let me know. Stephen V. Altieri Town Administrator cc: Tracy Yogeman Chief Joseph Russo Robert Wasp 31 Page 40. • M CONSTRUCTION MANAGEMENT CALGI CONSTRUCTION COMPANY,INC. OWNER'S REPRESENTATIVE 56 Lafayette Avenue,Suite 350 CONSULTING White Plains,NY 10603 GENERAL CONTRACTING TEL:914-666-9423 Established 1919 CelebratisrgaCentury nfCmvtructionServrcer FAX:914-761-2457 E-MAIL:Dchen@calgiconstniction.com BID TABULATION Project:Weaver Street Fire Station Renovations Project CONTRACT NO.TA-19-05 Weaver Street Fire Station Client:Town of Mamaroneck Bid Date:Thursday,April 11,2019 @ 2:00 PM BIDDERS NAME BID SECURITY ADDENDUMS NON BASE BID Alternate No.1: Alternate No.2:Fire Alarm Alternate No.2: COLLUSIVE Resilient Floor Tile System Etching of Glass at Opening#22 Specialty Construction System Inc. V $1,7556,000,00 $4,500.00 $36,500.00 $3,000.00 Peter A.Camilli&Sons,Inc. 4.4 17 '7 $1,990,580.00 <40,000.00> $1,130.00 Per Device $0.00 Pierotti Corp. ii" '7 '7 $2,020,800.00 $6,500.00 $42,000.00 $2,500.00 . 61101 Established 1919 Town of Mamaroneck Design Development Budget Estimate Weaver Street Fire House Renovations Summary of Probable Cost February 13, 2019 Probable Cost SD Budget Amount DD Budget Amount Variance+/- Revised Date (SD vs.DD) 7/20/2018 1.Project Construction Costs: Building Construction Costs 495,347 630,679 135,332 Plumbing Construction Costs 92,222 127,435 35,213 Fire Protection System Construction Costs 29,123 37,530 8,407 HVAC Construction Costs 145,613 202,345 56,732 Electrical Construction Costs 155,320 175,937 20,617 Project Construction Costs Sub Total: $ 917,625 $ 1,173,926 $ 256,301 2.Project Design,Construction&Escalation Contingency: Design Contingency 5% 91,763 58,696 (33,067) Construction Contingency 10% 100,939 123,262 22,323 Escalation 3%Per Annum(After 2019) - Project Design,Construction&Escalation Contingency Sub Total: $ 192,702 $ 181,958 $ (10,744) Project Construction Costs with Contingencies Total: $ 1,110,327 $ 1,355,884 $ 245,557 3.Project Soft Cost&Other Cost: Consultant Fees* Architectural&MEP Engineering Fees(Need Architect Input)10%` 111,033 135,588 24,556 Construction Manager Fees 120,000 120,000 Communication&IT Consultant Fees* 3,000 3,000 - Consultant Fees Sub Total: $ 234,033 $ 258,588 $ 24,556 Owner Fees* Legal Fees* 5,000 5,000 - Building Permit-Town of Mamaroneck* NA NA NA Owner Builder's Risk Insurance• 5,000 5,000 Bidding Expenses and Advertising(Download Only No Printing of Bid Documents)* 1,500 1,500 Miscellaneous Expenses* 2,000 2,000 Owner Fees Sub Total: $ 13,500 $ 13,500 $ - Testing&Inspection* Material Testing&Inspection■ 3,000 3,000 Testing&Inspection Sub Total: $ 3,000 $ 3,000 $ - Interior Furniture,Equipments and Systems* FF&E• 5,000 5,000 Audio&Visual Equipments• 5,000 5,000 Interior Furniture,Equipments and Systems Sub Total: $ 10,000 $ 10,000 $ - Project Soft&Other Cost Sub Total: $ 260,533 $ 285,088 $ 24,556 4.Project Soft Cost Contingency: Soft Cost Contingency 3% 7,816 8,553 737 Project Soft Cost Contingency Sub Total: $ 7,816 $ 8,553 $ 737 Total: $ 1,378,676_ $ 1,649,525 $ 270,849 *ALLOWANCE NUMBER-Items that require input from Project Team i0S. -- e.e, T • FIRE DISTRICT OUTSTANDING DEBT 4 -2-1-1 - 11 $7,000,000 $6,500,000 6363000 5960000 $6,000,000 5545000 $5,500,000 5115000 $5,000,000 4725000 • $4,500,000 4325000 f. $4,000,000 3920000 3500000 $3,500,000 ' l 3165000 $3,000,000 i 1 1 2825000 $2,500,000 f f I F f f $2,000,000 1 II ` $1,500,000 $1,000,000 ■ 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 ■Current Outstanding Debt t NEW DEBT r i FIRE DISTRICT DEBT SERVICE ` (10 YEARS) 800000 700000 600000 571374 573825 576330.5 523296.5 521901.5 515228.5 519796.5 500000 * 412364 412053 411461 -11 400000 • • 420299 360439 361102 351551 358385 425080.5 422020.5 it • 300000 • 260969 260369 200000 100000 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 —•—Current Debt Service IIII .WITH NEW$2.5m Bond J/x 1-2- 1--(- 2.4-- 19 REQUEST FOR PROPOSALS (RFP) for the Town of Mamaroneck for the preparation of a Comprehensive Plan A. Introduction The Town of Mamaroneck is looking for proposals from qualified planning individuals and consultant firms to prepare a comprehensive plan for the Town. The Comprehensive Plan (the Plan) is intended to provide a vision and establish policies that will guide the Town's future direction in a number of areas while providing a blueprint for preserving the character of the community. The plan will be a critical guide for the Town Board, Town staff and Town Boards and Commissions to chart the direction of the community over the next five to twenty years. When completed the Plan must provide guidance to the Town for meeting the community's needs both now and in the future. The Town has a strong record of stewardship of the environment. The expectation is that the Plan will build upon that record by reviewing existing policies and where applicable developing new policies and tools for sustainability. For the Town this will be the first time in many years that a master plan or comprehensive plan has been completed. Therefore, the Town is requiring a very robust public outreach program that will be further detailed in this RFP. B. Background and Community Description The Town of Mamaroneck is a suburban community located in Southern Westchester County on the shores of Long Island Sound approximately 23 miles from New York City. The Town is comprised of its unincorporated area and the Villages of Larchmont and Mamaroneck. A small portion of the Village of Mamaroneck, known as the Rye Neck section, lies in the Town of Rye. The Town government provides all local government services to the unincorporated area of the Town. Although the Villages have their own autonomous governments, the Town does provide a select menu of services to Village residents. The population of the entire Town including the Villages is 29,156. The unincorporated Town population is 11,977. These figures are according to the 2010 Federal Census The Town is serviced by Metro-North Railroad with stations in the Village of Mamaroneck and Village of Larchmont. Residents in the unincorporated area utilize both railroad stations. In addition to Metro-North Railroad, public transportation is available from Westchester County Bee-Line Bus service operating three bus routes in the Town. In terms of automobile transportation, both Interstate Route 95 and the Hutchison River Parkway are easily accessible from the Town. Geographically, 1-95 divides the unincorporated area of the Town. Other major automobile routes Request for Proposals- Comprehensive Plan in the Town include Route 1 (Boston Post Road), Weaver Street (NYS Route 125), Palmer Avenue (Westchester County Roadway) and Murray Avenue (Westchester County Roadway) The Town of Mamaroneck is a residential community comprised primarily of single family homes. Other residential development in the Town consists of multi-story rental apartments, condominiums and cooperative apartments located in two distinct areas of the Town. The Washington Square neighborhood, located in the southern portion of the Town is comprised of seven multi-story multi-family buildings. The oldest of the buildings date back to before WWII. The newest, is a condominium development of 149 units that was recently completed. This neighborhood is located near 1-95 at the unincorporated areas border with the Village of Larchmont and near the Larchmont train station. The other multi-family district is located on Richbell Road at the Town's border with the Village of Mamaroneck between the Boston Post Road and Palmer Avenue. This neighborhood is located in the central portion of the Town. Although the Town does not have a traditional defined downtown, the Boston Post Road corridor serves as the Town's major commercial district. The Boston Post Road corridor consists of retail outlets and service businesses. Residents of the unincorporated area utilize this commercial district as well as the downtown business districts of the Village of Larchmont and Village of Mamaroneck. A smaller commercial district is located at the southwest section of the Town near the New Rochelle border. This second district is located on Myrtle Boulevard, Madison Avenue and Fifth Avenue. Within the unincorporated area are the Winged Foot Golf Club and Bonnie Briar Golf Club that together comprise over 427 acres of land. In 1994 the golf course properties were re-zoned in a new district entitled the Recreation Zone. These properties cannot be developed for residential or commercial purposes. There is also 310 acres of dedicated parkland including approximately 7 miles of conservation trails. Most of the Town including the two Villages are served by the Mamaroneck Union Free School District. A portion of Mamaroneck Village is served by the Rye Neck School District. In the northern section of the Town's unincorporated area, near the Village of Scarsdale border approximately 260 homes are served by the Scarsdale Union Free School District. C. Scope of Work The preparation of the Plan is to be divided into two phases. Phase 1 will encompass the public outreach component of the Plan and Phase 2 the preparation of the Plan itself. 21 Request for Proposals- Comprehensive Plan Phase 1 -Public Outreach The Town is expecting the public outreach phase of the Plan to be broad in its scope; reaching out to the various stakeholders that can provide input into the process of developing the plan. As an initial step however the consultant will meet with the Town Board and designated Town staff to conduct a preliminary visioning session. This session will help to set the baseline for the types of questions and input to be obtained from the community. After the initial visioning session, the consultant will: I. Conduct three "Town Hall" style meetings in advance of preparation of the plan to enlist comments from Town residents on their visions for the Town. Additional meetings of this type will also be held to present the first draft of the Plan when it is complete. II. Arrange to meet with Town Boards and Commissions including: a. Town Planning Board b. Town Zoning Board c. Coastal Zone Management Commission d. Traffic Committee e. Town Recreation Commission III. Arrange to meet with neighborhood associations including a. Larchmont Gardens Civic Association b. Howell Park Association c. Pinebrook Association IV. Other Groups to be included in the public outreach phase are: a. Local Realtors b. Student Group from Mamaroneck High School c. Members of the Mamaroneck School Board and School Supt. V. Use of Social Media and Town Web Page a. The consultant will develop a Facebook Page for the comprehensive plan to receive comments and to update the community on the progress of development of the Plan. b. The consultant will also develop a web page within the Town's website to site the progress on the development of the plan and to conduct an online survey for residents to complete. c. Other media that should be utilized for the public outreach phase is the local cable television channels operated by LMCTV. The Town will welcome other suggestions from the consultant on how best to implement the public outreach to the community. Phase 2- Preparation of the Plan The purpose of the Plan is to develop policies that balance social, economic and environmental considerations to prepare for smart growth of the Town both now 31 Request for Proposals- Comprehensive Plan and over the next five to twenty years. The Plan must also address issues of sustainability and resilience as the Town considers how best to address the impacts of climate change and changes in our regional and local environment. In this regard, the plan when completed should be a blueprint for smart growth in the Town. The Town is fortunate to be a community with housing of great architectural diversity. Therefore, while the Town is aware of the need to prepare for future change, the Plan must also establish policies that provide for the preservation of the Town's suburban character. Rather than a broad based comprehensive plan, the Town envisions the Plan focusing on the following topics: • Land Use and Land Use Development • Housing • Vehicular and Pedestrian Movement in the Town-Complete Streets Analysis- Policies on Mobility of Residents • Recreational Policies and Programs for different generational populations in the Community and Optimal Use of our Recreational facilties • Government Services Although the above are the primary areas of focus, it is conceivable that the public engagement process could lead to adjustments in the areas to be studied. In the past there have been other significant studies prepared by the Town that have concentrated on various topics. The previous studies are listed below. The consultant is expected to review these studies and recommend how the policies developed in those studies can be incorporated in the Plan. The intent is to coordinate the Plan with the completed studies to make each more useful in the Town's planning process and for setting priorities for the Town government. • 1986 Master Plan for the Boston Post Road and Palmer Avenue Corridors • 1986 Town of Mamaroneck/Village of Larchmont Local Water Front Revitalization Plan o Amended in 1994 and in 2018 • 2004 Town of Mamaroneck Hazard Mitigation Plan • 2014 Town of Mamaroneck Sustainability Plan Land Use Maintaining the character of the Town is an important mission of the Plan. Like many communities the size of new homes and their overall mass has become an issue in some neighborhoods. Therefore, the plan must address the question of how best to structure land use policies and regulations to consider future residential development. 41 Request for Proposals- Comprehensive Plan In connection with the review of the land use regulations, the Town's current design guidelines are to be reviewed by the consultant. The intent of this review is to incorporate new green infrastructure techniques into both residential and commercial site plan reviews. The Town's commercial corridors should be evaluated in the Plan. What are options for the future of these corridors in terms of commercial uses that best fit the community. Housing The Town has developed as primarily a single family residential community with some multifamily housing in Washington Square and on Richbell Road. Developing workforce housing in the community is of importance to the Town government. In that regard the Town, in 2013, amended its zoning code to permit the development of residential housing in areas previously zoned exclusively for businesses and service businesses. The B-R and SBR zones were created along the Boston Post Road corridor and along Madison Avenue and Fifth Avenue near the Town's border with New Rochelle. The Plan should develop policies and guidelines to assist the Town in the development of work force housing and other strategies to provide more affordable housing in the community. Vehicular and Pedestrian Movement in the Town & Parking There has been a noticeable increase in traffic volumes throughout the Town's unincorporated area over the years. The Weaver Street Corridor (NYS Route 125) is a main east-west roadway for traffic traveling from New Rochelle and Mamaroneck to Scarsdale and White Plains. Three of the Town's public schools are adjacent to or very close to this corridor and are also generators of traffic. The development of policies and guidelines for how best to address the increased traffic in this area is an important component of the Plan. While the Plan must address vehicular movement, the Plan must also develop policies for better and more convenient pedestrian movement in the Town. The intent here would be to reduce the dependence on automobile travel. For instance, how can we make the Town more walkable? The Plan should develop policies and guidelines to incentivize increased use of bicycles and electric bicycles to reduce dependence on automobile travel. The concept is to develop a more specific complete streets program for the Town. Because of its proximity to New York City, a significant number of residents in Mamaroneck commute by train. This has created an ever growing demand for commuter parking. With limited open space to develop more parking, the Town is looking to address, in the Plan, alternatives to traditional parking lots for commuters. The comprehensive plan is an opportunity to address this issue on a more global basis. 5I Request for Proposals- Comprehensive Plan Recreation Facilities and Programs The Town currently offers a wide variety of recreation programs for all age groups in the community. In terms of recreation facilities, the Town offers: r Hommocks Pool Facility-this is a facility that is owned by the Mamaroneck School District with the Town sharing in the use Hommocks Ice Rink-A town owned facility used for ice related recreational programs, and public skating. During the summer the facility is used for our summer camp program Memorial Park- an open park with a playground facility and tennis courts. The park is also used for concerts and sports programs for young children Senior Center-the Town recently purchased a former Veteran's of Foreign War Post. The building is used primarily for senior citizen programming. The Plan should provide assistance to the Town in developing strategies to evaluate the optimum use of our facilities and for the evaluation and development of new programming. Government Services The Town currently offers a full menu of municipal services to the community. However, the environment in which the government operates is changing. The recent legislation making permanent the local property tax cap and changes in the Federal Tax Law have in some cases changed the public's expectations of what their property tax obligation should be. This makes municipal planning and budgeting more difficult as the Town endeavors to determine what services are most essential to the residents. The Plan should develop strategies for the Town for prioritizing municipal services for future planning and budgeting. D. Specific Tasks to be Completed in Developing the Plan I. Completion of all of the tasks outlined in the Phase 1 Public Outreach portion of the Plan. II. Provide recommendations on strategies and policies for the Town to address the areas of focus outlined in the RFP and through the Public Outreach process. III. Incorporate where applicable the previous studies and plans listed in the RFP into the revised Plan. IV. The consultant will be responsible for preparing all documentation needed for compliance with the New York State Environmental Quality Review (SEQR) regulations. E. Time Line and Budget I. The Town's goal is to complete the public outreach and preparation of the plan in a nine to twelve-month time frame. II. The Public Outreach phase of the Plan should begin in the fall of 2019. III. The Town has considered that a budget of$75,000 to $125,000 is appropriate for the completion of both phases of the Plan 61 Request for Proposals-Comprehensive Plan F. Selection Process Responses to this RFP will be reviewed and ranked as most qualified to meet the Town's needs for preparation of a comprehensive plan. The selection process will include interviews with the Supervisor and Town Board and members of the Town Staff. The selection of a consultant will be based upon the technical skills and relevant experience of the candidates, as follows, with a maximum possible score of 100. I. Technical Capability-The relevant knowledge and ability to provide the planning services necessary to prepare a comprehensive plan. (25 points) II. Project Understanding and Approach-The consultant's understanding the scope of work required for this project and the approach to be used by the consultant to prepare the plan (25 points) III. Project Experience-The experience of the consultant to provide similar type services in similar type communities. (25 points) IV. References-Please provide at least five (5) references for comparable projects (25 points) G. Submission Requirements: This submission shall be limited to five (5) double sided pages. I. A description of qualifications consistent with the scoring criteria listed above. II. A brief description of the staff that will be assigned to the Town's project including the primary point of contact or project manager. Brief information on proposed sub-consultants should be provided. III. A brief listing of no more than five (5) projects undertaken over the past five (5) years of a similar type work and scope related to the development of a comprehensive plan. Information should include location, project cost and relevant information. IV. A brief description of approach to be used by the consultant to complete the project. V. Municipal references shall be provided for comparable projects including • Name of client • Contact person and contact information • Description of the projects prepared for the client VI. The consultant should comment upon their estimated fee for the project and their ability to effectively complete the project in the time frame listed in the RFP The Town of Mamaroneck reserves the right to accept or reject any or all proposals submitted and to waive informalities and negotiate changes in the scope of work, services to be provided and fees proposed. Once a consultant has been selected, the Town will commence final contract negotiations with the most qualified planning firm or individual to establish a final scope of services, total fee and project schedule. If the Town and the selected 71 Request for Proposals- Comprehensive Plan consultant cannot agree on a final scope of services and/or fee, the Town, at its sole discretion, can start negotiations with the second ranked consultant H. Submission Deadline All proposals must be received in the Town Office by 3:00pm Friday, May 31, 2019. Consultant's interested in responding to this RFP shall submit ten complete copies of their submissions. Proposals shall be submitted in a sealed envelope and addressed as follows: Mr. Stephen V. Altieri Town Administrator Town of Mamaroneck 740 West Boston Post Road Mamaroneck, New York 10543 REQUEST FOR PROPOSAL- COMPREHENSIVE PLAN Submissions may NOT be submitted by e-mail, facsimile or other electronic format. For additional information or questions regarding the request for proposal contact Stephen V. Altieri Town Administrator at 914-381-7810 or saltieri@townofmamaroneckny.org. 81 INTERNATIONAL CODE COUNCIL BUILDINGes al Proclamation Building Safety Month — May, 2019 Whereas,our(City,Town,County,State) is committed to recognizing that our growth and strength depends on the safety and economic value of the homes, buildings and infrastructure that serve our citizens, both in everyday life and in times of natural disaster,and; Whereas, our confidence in the structural integrity of these buildings that make up our community is achieved through the devotion of vigilant guardians—building safety and fire prevention officials, architects, engineers, builders, tradespeople, design professionals,laborers,plumbers and others in the construction industry—who work year-round to ensure the safe construction of buildings, and; Whereas, these guardians are dedicated members of the International Code Council,a U.S. based organization, that brings together local,state and federal officials that are experts in the built environment to create and implement the highest-quality codes to protect us in the buildings where we live, learn, work,play, and; Whereas, our nation benefits economically and technologically from using the International Codes® that are developed by a national, voluntary consensus codes and standards developing organization, our government is able to avoid the high cost and complexity of developing and maintaining these codes, which are the most widely adopted building safety and fire prevention codes in the world; Whereas, these modern building codes include safeguards to protect the public from natural disasters such as hurricanes,snowstorms, tornadoes, wildland fires,floods and earthquake;which, according to a FEMA- commissioned study by the National Institute of Building Sciences,provide$11 in future mitigation benefits for every dollar invested, and; Whereas,Building Safety Month is sponsored by the International Code Council to remind the public about the critical role of our communities'largely unknown protectors of public safety—our local code officials—who assure us of safe, efficient and livable buildings that are essential to America's prosperity, and; Whereas, "No Code. No Confidence."the theme for Building Safety Month 2019, encourages all Americans to raise awareness of the importance of safe and resilient construction;fire prevention;disaster mitigation, and new technologies in the construction industry. Building Safety Month 2019 encourages appropriate steps everyone can take to ensure the safety of our built environment, and recognizes that the implementation of safety codes by local and state agencies has saved lives and protected homes and businesses, and, Whereas,each year, in observance of Building Safety Month,Americans are asked to consider the commitment to improve building safety and economic investment at home and in the community,and to acknowledge the essential service provided to all of us by local and state building departments,fire prevention bureaus and federal agencies in protecting lives and property. NOW, THEREFORE, 1, Qn Or;i/, p`J"0'✓ , (Mayor,Supervises Commissioner, Governor)of the a (City, Town, County,State)of P✓4fabneck , do hereby laim the month of May 2019 as Builid ng fety Month.Accordingly, I encourage our citizens to join with their communities in participation in Building Safety Month activities. ature LEGAL NOTICE IS HEREBY GIVEN that pursuant to Section 130 of the Town Law of the State of New York, and pursuant to a resolution of the Mamaroneck Town Board adopted on April 3, 2019 a Public Hearing will be held on Wednesday, April 24, 2019 at 8:00 PM or as soon thereafter as is possible at the Town Center, 740 W. Boston Post Road, Mamaroneck, New York to consider: "Addition of the fees for experts needed by the Town in connection with reviewing applications for Wetlands Permits" Law. Purpose The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regulating wetlands permits does not. This law adds that requirement to that chapter. The full text of this document can be viewed on the website or copies can be obtained at the Town Clerk's office during regular hours, Mon-Fri, 8:30 AM to 4:30 PM, In June, July and August until 4:00 PM at 740 W. Boston Post Road Mamaroneck, NY PLEASE TAKE FURTHER NOTICE that at the Public Hearing all persons interested will be given an opportunity to be heard and that all persons are invited to submit written comments at or prior thereto. BY ORDER OF THE TOWN BOARD OF THE TOWN OF MAMARONECK Published: April 11, 2019 LEGAL NOTICE IS HEREBY GIVEN that pursuant to Section 130 of the Town Law of the State of New York, and pursuant to a resolution of the Mamaroneck Town Board adopted on April 3, 2019 a Public Hearing will be held on Wednesday, April 24, 2019 at 8:00 PM or as soon thereafter as is possible at the Town Center, 740 W. Boston Post Road, Mamaroneck, New York to consider: "Payment of the fees for experts needed by the Town in connection with reviewing applications for Special Permits" Law. Purpose The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regulating special permits does not. This law adds that requirement to that chapter. The full text of this document can be viewed on the website or copies can be obtained at the Town Clerk's office during regular hours, Mon-Fri, 8:30 AM to 4:30 PM, In June, July and August until 4:00 PM at 740 W. Boston Post Road Mamaroneck, NY PLEASE TAKE FURTHER NOTICE that at the Public Hearing all persons interested will be given an opportunity to be heard and that all persons are invited to submit written comments at or prior thereto. BY ORDER OF THE TOWN BOARD OF THE TOWN OF MAMARONECK Published: April 11, 2019 LEGAL NOTICE IS HEREBY GIVEN that pursuant to Section 130 of the Town Law of the State of New York, and pursuant to a resolution of the Mamaroneck Town Board adopted on April 3, 2019 a Public Hearing will be held on Wednesday, April 24, 2019 at 8:00 PM or as soon thereafter as is possible at the Town Center, 740 W. Boston Post Road, Mamaroneck, New York to consider: "Addition of the fees for experts needed by the Town in connection with reviewing applications before the Board of Appeals" Law. Purpose The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regarding applications to the Board of Appeals does not. This law adds that requirement to that chapter. The full text of this document can be viewed on the website or copies can be obtained at the Town Clerk's office during regular hours, Mon-Fri, 8:30 AM to 4:30 PM, In June, July and August until 4:00 PM at 740 W. Boston Post Road Mamaroneck, NY PLEASE TAKE FURTHER NOTICE that at the Public Hearing all persons interested will be given an opportunity to be heard and that all persons are invited to submit written comments at or prior thereto. BY ORDER OF THE TOWN BOARD OF THE TOWN OF MAMARONECK Published: April 11, 2019 LEGAL NOTICE IS HEREBY GIVEN that pursuant to Section 130 of the Town Law of the State of New York, and pursuant to a resolution of the Mamaroneck Town Board adopted on April 3, 2019 a Public Hearing will be held on Wednesday, April 24, 2019 at 8:00 PM or as soon thereafter as is possible at the Town Center, 740 W. Boston Post Road, Mamaroneck, New York to consider: "Payment of the fees for experts needed by the Town in connection with reviewing applications for Subdivision Plat approval" Law. Purpose The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regulating subdivision approval does not. This law adds that requirement to that chapter. The full text of this document can be viewed on the website or copies can be obtained at the Town Clerk's office during regular hours, Mon-Fri, 8:30 AM to 4:30 PM, In June, July and August until 4:00 PM at 740 W. Boston Post Road Mamaroneck, NY PLEASE TAKE FURTHER NOTICE that at the Public Hearing all persons interested will be given an opportunity to be heard and that all persons are invited to submit written comments at or prior thereto. BY ORDER OF THE TOWN BOARD OF THE TOWN OF MAMARONECK Published: April 11, 2019 (71- 4 ic, Local Law No.rj 2019 fi This local haw shall be known as the "Payment of the fees for experts needed by the Town in connection with reviewing applications for Subdivision Plat approval" Law. BE IT ENACTED by the Town Board of the Town of Mamaroneck Section 1 -Purpose: The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regulating subdivision approval does not. This law adds that requirement to that chapter. Section 2-Amendment of a current section of the Mamaroneck Code: Section 190-22 of the Code of the Town of Mamaroneck hereby is repealed and the following substituted in its place: §190-22 Fees. Every application for subdivision plat approval shall be accompanied by the fee set forth in §A- 250-1. Should an agency of the Town having jurisdiction over that application deem it necessary to hire consultants for technical review and/or on-site inspection, the applicant shall be required to pay the actual cost to the Town for such services. Section 3-Severability: Should any provision of this Local Law be declared invalid or unconstitutional by any court of competent jurisdiction, such declaration of unconstitutionality or invalidity shall not affect any other provisions of this Local Law, which may be implemented without the invalid or unconstitutional provisions. Section 4-Effective Date: This Local Law shall become effective upon filing with the Secretary of State. March 7,2019 a MOTION SECOND' . :Y . r 1.1_ , Local Law No. -2019 This local law shall be known as the "Addition of the fees for experts needed by the Town in connection with reviewing applications for Wetlands Permits" Law. BE IT ENACTED by the Town Board of the Town of Mamaroneck Section 1 -Purpose: The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regulating wetlands permits does not. This law adds that requirement to that chapter. Section 2-Amendment of a current section of the Mamaroneck Code: Section 114-7(B) of the Code of the Town of Mamaroneck hereby is amended to add the following paragraph (5) to that section: §114-7(B)Procedure for permits. (5) Should an agency of the Town having jurisdiction over that application deem it necessary to hire consultants for technical review and/or on-site inspection, the applicant shall be required to pay the actual cost to the Town for such services. Section 3-Severability: Should any provision of this Local Law be declared invalid or unconstitutional by any court of competent jurisdiction, such declaration of unconstitutionality or invalidity shall not affect any other provisions of this Local Law, which may be implemented without the invalid or unconstitutional provisions. Section 4-Effective Date: This Local Law shall become effective upon filing with the Secretary of State. March 7,2019 MOTION F SE D BY 4_43 Local Law No. -2019 This local law shall be known as the "Payment of the fees for experts needed by the Town in connection with reviewing applications for Special Permits" Law. BE IT ENACTED by the Town Board of the Town of Mamaroneck Section 1 —Purpose: The Town's site plans laws, both commercial and residential, contain a provision that requires an applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regulating special permits does not. This law adds that requirement to that chapter. Section 2—Amendment of a current section of the Mamaroneck Code: Section 240-61 of the Code of the Town of Mamaroneck hereby is amended to add the following paragraph(F) to that section: §240-61 Applications;fees. (F) Should an agency of the Town having jurisdiction over that application deem it necessary to hire consultants for technical review and/or on-site inspection, the applicant shall be required to pay the actual cost to the Town for such services. Section 3—Severability: Should any provision of this Local Law be declared invalid or unconstitutional by any court of competent jurisdiction, such declaration of unconstitutionality or invalidity shall not affect any other provisions of this Local Law, which may be implemented without the invalid or unconstitutional provisions. Section 4—Effective Date: This Local Law shall become effective upon filing with the Secretary of State. March 25,2019 MOTI OF SECS c Ep BY V� 1) 0 -1, _i 4-2-4- t 1 Local Law No. -2019 This local law shall be known as the "Addition of the fees for experts needed by the To connection with reviewing applications before the Board of Appeals" Law. BE IT ENACTED by the Town Board of the Town of Mamaroneck / 1 V n ev Section 1 -Purpose: f\ f\I / ` The Town's site plans laws, both commercial and residential, contain a provision that requires applicant to reimburse the Town for the costs of the experts that the Town needs in order to review an application. The chapter of the Town Code regarding applications to the Board of Appeals does not. This law adds that requirement to that chapter. Section 2-Amendment of a current section of the Mamaroneck Code: Sectio -91 of the Code of the Town of Mamaroneck hereby is repealed and the following ub ted in 'ts place: §190-22. Fees. Any person corporation, other than the Town of Mamaroneck, making any application to the Bo rd of Appeals under the provisions of this chapter shall pay to the Building Ins ector or the Director of Building Code Enforcement and Land Use Administration the fees, set forth in §A250-1 for both processing the applications and advertising the notice of hearing for each application filed. Should art agency of the Town having jurisdiction over that application deem it necessary to hire consultants for technical review and/or on-site inspection, the applicant shall be required to pay the actual cost to the Town for such services. Section 3-Severability: Should any provision of this Local Law be declared invalid or unconstitutional by any court of competent jurisdiction, such declaration of unconstitutionality or invalidity shall not affect any other provisions of this Local Law, which may be implemented without the invalid or unconstitutional provisions. Section 4-Effective Date: This Local Law shall become effective upon filing with the Secretary of State. March 25,2019 MOTION OF SEC DFD BY F'- -4-...i_ L{�2L(- (. 5 Town of Mamaroneck From: Tracy Yogman-Town Comptroller Re: Fire Claims Date: 04/24/2019 The following Town of Mamaroneck Fire Department claims have been certified by Chief Joseph Russo and submitted to the Comptroller's Office for payment: VENDOR DESCRIPTION Amount Labor for Vulcan battery repair,Scott part-regulator latch,air pak repair,5M tubing&connector, MA Emergency Supply Co. hydrotest only with 0-Ring,refill Scott 4.5 cylinder,Scott Hud connector repair $ 472.22 Amazon.Com LED replacement bulbs $ 71.99 Amazon.Com Sani-Hand wipes,refund $ 23.56 Bound Tree Medical,LLC Medical supplies $ 118.00 Cablevision Cable Services for 3/23/19-4/22/19 $ 224.20 Carrot-Top Industries,Inc. Flags $ 153.34 Con Edison Fire HQ gas service 3/1/19-4/1/19 $ 1,185.44 Grainger Broom handle,cable tie kit,brush head,water nozzle,bathroom cleaner $ 107.66 New England Uniform,LLC Officer pins $ 293.00 NYS Association of Fire Chiefs 2019 Yearly dues $ 175.00 Praetorian Digital Fire EMS Academy Annual billing for Subscription 1/1/19-12/31/19 $ 1,190.00 Proftech Copy paper(3 ct) $ 119.25 Town of Mam'k Fire Dept. Food for Department Drill 4/16/19(Stop&Shop) $ 55.97 UniFirst Corporation Cleaning Supplies 3/08/19,3/29/19 $ 151.32 UniFirst Corporation Cleaning Supplies 4/5/19 $ 78.06 Verizon TMFD 300m Fios redundant circuit 2/26/19-3/25/19 $ 311.04 Verizon TMFD 300m Fios redundant circuit 3/26/19-4/25/19 $ 315.89 Villa Maria Pizza Food for Explorer/New Member 4/3/19,Driver Training 4/14/19 $ 128.04 Villa Maria Pizza Food for Department Drill 4/16/19,Food for Driver Training 4/13/19 $ 172.34 Westech Elevator Services,Inc. Maintenance for month of April 2019 $ 175.00 WJWW Water Charges 2/26/19-3/25/19 $ 40.07 WJWW 205 Weaver ST.charges 2/25/19-3/26/19 $ 82.24 Total $ 5,643.63 -A-rot ILL. (‹ . 9 4-x'}""'11( r-16) 2i • =' p Town of Mamaroneck 7-n-, Town Center x 740 West Boston Post Road,Mamaroneck,NY 10543-3353 OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Memorandum To: Supervisor and Town Board Re: Authorization- License Agreement National Water Main Cleaning Co. The Town along with the City of New Rochelle, Village of Larchmont and Village of Pelham Manor is in the midst of the renovation and restoration of the Town's sanitary sewer system. National Water Main Cleaning Co. is one of the companies that was contracted for the project. They have approached the Town with a request to utilize the vacant lot at the corner of Fifth Avenue and Madison Avenue in order to stage equipment for the project. For the Town the advantages to the arrangement are that the contractor can more easily mobilize the work sites in the Town which we hope will lead to a shorter construction period. Attached is a proposed license agreement between the Town and National Water Main Cleaning Corp.(Licensee). The main points of the agreement are: 4 Licensee shall pay $6,000 or $1,000 per month for the six-month agreement 4 Licensee shall be required to install a gravel pad and silt fencing to prevent erosion into the street. 4 Licensee must provide insurance coverages as stipulated in the agreement. Requested Action: that the Town Board approve the license agreement with National Water Main Cleaning Co. and authorize the Town Administrator to execute the agreement. Stephen V. Altieri Town Administrator tot Printed on Recycled Paper r LICENSE AGREEMENT AGREEMENT made this day of April 2019, by and between the Town of Mamaroneck, a municipal corporation, with offices at the Town Center, 740 West Boston Post Road, Mamaroneck, New York 10543 ("Licensor") and National Water Main Cleaning, Co., a private corporation, with offices at 1806 Newark Turnpike, Kearny,NJ 07032 ("Licensee"). WHEREAS, the Licensee is in the process of completing repairs and improvements to sanitary sewer infrastructure in what is termed the "Trenchless Lining and Manhole Repairs" ("Construction Contract") procured through the City of New Rochelle, and WHEREAS, the Licensee needs to locate a place where it can store certain materials to be incorporated into the "Construction Contract" and equipment to be used in connection with the "Construction Contract"program, and WHEREAS, the Licensor owns real property located at the corner of Fifth Avenue and Madison Avenue in the Town of Mamaroneck ("Staging Area"), and WHEREAS, the Staging Area suits the Licensee's needs. NOW, THEREFORE, intending to be bound, the parties agree as follows: 1. The Licensor grants a License to the Licensee to have its contractor for the Streetscape program ("Contractor") use the Staging Area to store materials to be incorporated into the "Construction Contract" and equipment to be used in connection with the "Construction Contract" program; however under no circumstances shall the Licensee or the Contractor store fuel, combustible items, hazardous material or demolition debris within the Staging Area. In addition, there will be only one access point to and from the Staging Area which shall be from Fifth Avenue only. Neither the Licensee nor the Contractor shall use the Staging Area for any other purpose. 2. Before this License shall become effective, the Licensee shall, at its or the Contractor's sole cost and expense, (i) arrange temporary security measures to restrict access to the Staging Area with a barrier that contains a lock, (ii)deliver a key to the aforementioned lock to the Town Administrator, (iii) submit a license fee of$6,000 payable at rate of$1,000 per month due on the first day of each month of the license term, (iv) install a gravel pad at the entrance to the Staging Area that is adequate to reduce the tracking of dirt or debris onto the public streets, (v) install erosion control silt fencing around the perimeter of the site and (vi) deliver to the Town Administrator one or more certificates of insurance issued to the Licensee by an insurance company acceptable to the Licensor meeting the requirements of paragraph 10. 3. This License will commence when the items listed in paragraph 2 are completed and will terminate upon completion of a six month term. 4. During the entire period of the License (including any renewal thereof), (a) whenever the Staging Area is unoccupied by either the Licensee or the Licensee's personnel, the gate shall be closed and locked, (b) the Licensee shall be responsible for (I) maintaining the temporary security measures described in paragraph (2) (i) and (v), (II) maintaining the lock for the gate, (III) maintaining the gravel pad described in paragraph (2) (iv), (IV) either keeping the insurance policies described in paragraph (10) in full force and effect or replacing such policies with comparable ones, (V) keeping the Staging Area clean and free of debris and refuse and in good repair and (VI) assuring that it complies with the terms of this Agreement. 5. If the Licensee fails to discharge the responsibilities undertaken by it under this Agreement, the Licensor may discharge such responsibilities and the Licensee will reimburse the Licensor for the cost and expense of doing so. 6. The Licensee has inspected the Staging Area and agrees to accept it in its "as-is" condition. In addition to the items listed in paragraph (2), at its sole cost and expense, the Licensee may make only improvements or changes to the Staging Area that the Licensor approves. In its absolute discretion, the Licensor may refuse to allow the Licensee or the contractor to make any other improvements to the Staging Area 7. The Licensee understands and agrees that this License is personal to it only and is not a lease, that the Licensee is a "licensee" within the meaning of section 713(7) of the New York Real Property Actions and Proceedings Law and that the Licensee does not have and has not been granted an interest in the Staging Area. If a 2 r dispute arises between the Licensor and the Licensee, and a Court of competent jurisdiction should find that this Agreement grants the Licensee certain rights commonly granted to a tenant, whether by statute or by common law, the Licensee waives any and all rights which such Court may grant to them. 8. At its sole cost and expense, the Licensee (i) will comply with all the requirements of the Department of Labor, and all other municipal authorities, whether Federal, State, County or Town of Mamaroneck and of any and all their Departments and Bureaus having jurisdiction over the Licensee and (ii) will obtain all licenses and permits required to use the Staging Area for the purposes stated in this Agreement. 9. The Licensee will not let or grant any person, other than its personnel or the Contractor's personnel to use of the Staging Area without the prior permission of the Licensor. 10. (i) The Licensee will provide the Licensor with current certificates of insurance holding harmless, indemnifying and defending the Licensor, its officers, agents, employees and contractors from any and all claims for personal injury, death or damage to property arising directly or indirectly from the occupation or use of the Staging Area by the Licensee. Such insurance shall not be less than two million ($2,000,000.00) Dollars of general liability, broad form insurance which shall provide for a sixty (60) day notice of cancellation and which shall specifically include coverage for products liability, negligence, and public liability insurance and shall name the Licensor as co-insured. Each time an insurance policy expires, the Licensee will provide the Licensor with a new certificate of insurance. (ii) The Licensee will provide the Licensor with current certificates indicating that the Licensee has the proper Workers' Compensation Insurance. Each time a Workers' Compensation Policy expires, the Licensee will provide the Licensor with a new certificate of insurance. 11. The Licensee cannot assign its rights under this Agreement. 12. The Licensor may terminate this Agreement for any reason or for no reason at all by giving the Licensee 10 business days' written notice of its decision to terminate. 13. The parties agree that this Agreement does not constitute a joint venture. 3 14. The Licensee will create or permit any nuisance in the Staging Area. 15. Notices pursuant to this Agreement shall be in writing and sent by certified mail,return receipt requested, to the other party at the address indicated above. 16. The Licensee will not mortgage or pledge this License. The Licensee will not permit the Staging Area to be used in a manner deemed by the Licensor to be hazardous or in a manner which would increase the insurance premiums paid by the Licensor. 17. At the expiration of this Agreement, the Licensee will quit and surrender the Staging Area to the Licensor in good condition, reasonable use and wear excepted, remove the temporary security measures, gravel pad and fences described in paragraphs (2) (i), (iv) and (v), and restore grass on the site. 18. Besides providing insurance in accordance with this Agreement, the Licensee shall indemnify the Licensor from any and all liability for personal injury, death or damage to property caused by or resulting from the occupation or use of the Staging Area by the Licensee and shall keep, hold harmless and defend the Licensor from all liability arising out of the Licensee's operation of the Concession. 19. The Licensee must give the Licensor prompt notice of fire, accident, damage or dangerous or defective condition in the Staging Area. If the Licensee or its employees, agents, contractors or invitees cause damage to the Staging Area, the Licensee will be responsible for the cost of all repairs necessitated by such actions. 20. The Licensor shall have the right to enter in and upon said Staging Area at all reasonable hours of the day to ascertain whether the Staging Area is being kept clean and being used in accordance with the terms of this Agreement. 21. If the Licensee defaults under any of the provision contained herein, the Licensor may take possession of the Staging Area and all of the items thereon. The Licensee waives the service of any notice of an intention to re-enter. 22. The failure of the Licensor to insist upon strict performance of any of the terms, conditions and covenants herein, shall not be deemed a waiver of any rights or remedies that the Licensor may have, and shall not be deemed a waiver of any subsequent breach or default in terms, conditions and covenants herein contained. 23. This Agreement is subject to a permissive referendum. 4 24. This Agreement constitutes the entire understanding between the parties hereto and may only be changed by a writing signed between the parties hereto. 25. The signatories to this Agreement represent that he or she has the right to enter into this Agreement on behalf of the party for which he or she is signing this Agreement. IN WITNESS WHEREOF, the parties hereto have signed their names on the date first written above. TOWN OF MAMARONECK By: Stephen V. Altieri,Town Administrator NATIONAL WATER MAIN By: 5 ic,t t -4- 2 445 Hamilton Avenue,14th Floorl _21 — 1, P CUDDY White Plains,New York 10601 T 914 7611300 +FEDER F 914 761 5372 LLP cuddyfeder.com Daniel Patrick dpatrick oucuddyfeder.cc;m 4/10/19 BY FEDEX OVERNIGHT DELIVERY Town Administrator Stephen V.Altieri Town of Mamaroneck 740 West Boston Post Road Mamaroneck,NY 10543 Re: Abandonment of Drainage&Retention Easement Premises: 11 Marbourne Drive,Mamaroneck(SBL n-34-47) Dear Town Administrator Altieri: This letter is submitted on behalf of Eric Gold and Melissa Katz (the "Petitioners"), owners of the above referenced Premises, requesting that the Town of Mamaroneck (the "Town") abandon a portion of the drainage and retention easement encumbering the Premises. The subject easement was offered to and accepted by the Town in relation to the original Marbourne Meadows subdivision. Upon development of that subdivision and construction of the drainage and retention infrastructure,the Town Engineering Department determined that it did not require the entire easement for the continued operation and maintenance of that drainage and retention infrastructure and that the remainder of the easement could be abandoned. In furtherance of the anticipated sale of the Premises scheduled to close on May 1, 2019, the Petitioners have been working with the Town Engineer to evaluate the easement and infrastructure and to establish the easement area no longer needed by the Town for current or future maintenance of the existing drainage and retention infrastructure. It is hereby petitioned that the Town release'and abandon all easement, right,title and interest in that portion of the drainage and retention easement that the Town Engineer determined is no longer needed by the Town. In support of this petition, enclosed please find a draft Town Board resolution releasing and abandoning said rights and authorizing the Town Administrator to sign and deliver the enclosed declaration partially terminating the Town's rights and easement with property descriptions and updated survey. Also enclosed is a draft "Partial Termination of Declaration of Drainage and Retention Easement" with attached property descriptions and WESTCHESTER I NEW YORK CITY I HUDSON VALLEY I CONNECTICUT 4060013.v1 ate CUDDY +FEDER LLP 4/10/19 Page-2- updated survey showing easement area to remain and easement area to be abandoned for recording with the Office of the County Clerk after execution (the "Declaration"). These documents have all been reviewed and approved by the Town Attorney and Town Engineer. We respectfully submit that this matter be placed on the Town Board's April 24, 2019 agenda for review and approval of the enclosed resolution and that the enclosed declaration be thereafter signed and returned to the owner of Premises for recording with the Office of the Clerk of Westchester County, Division of Land Records. We thank you for your consideration of this matter. If there are any questions or concerns,please feel free to contact our office. Very truly yours, Danie •. rick cc: Eric Gold/Melissa Katz William Maker,Jr.,Town Attorney Robert Wasp,Town Engineer WESTCHESTER I NEW YORK CITY I HUDSON VALLEY I CONNECTICUT 4060013.v I RESOLUTION ABANDONING RIGHTS AND TITLE TO A PORTION OF THE TOWN OF MAMARONECK'S DRAINAGE AND RETENTION EASEMENT OVER THE PROPERTY KNOWN AS 11 MARBOURNE DRIVE (SBL: 3-34-47)IN THE TOWN OF MAMARONECK WHEREAS, a plat entitled "Subdivision Map of Marbourne Meadows Section 2 in the Town of Mamaroneck,Westchester County,New York"made by Arthur J. VanSuetendael,III, P.A.and L.S.dated October 27, 1978 and filed in the Office of the Clerk of the County of Westchester (Division of Land Records)as Map No. 20060 on October 11, 1979 (the"Plat")depicted a drainage and retention easement area across Lots 47,48,and 49 as shown on the Plat; WHEREAS,the Town of Mamaroneck Town Board agreed to reduce the size of the drainage and retention easement insofar as it impacted Lot 47 (also known as 11 Marbourne Drive (SBL: 3-34-47)) ("11 Marbourne Drive") and accepted the indenture dated March 8, 1990 which memorialized the Town's acceptance of the revised easement; WHEREAS, the aforementioned indenture which identified the easement area by a metes and bounds description of the revised easement area and a map showing the easement area known as "Map of Drain and Retention Easement to be Abandoned prepared for Enclave Associates in the Town of Mamaroneck, Westchester County,N.Y."made by Ward Carpenter Engineers, Inc. dated October 3, 1988 was recorded in Liber 9854, Page 18 in the Office of the County Clerk of Westchester, Land Records Division on July 20, 1990; WHEREAS, the Town of Mamaroneck no longer needs additional easement area encumbering 11 Marbourne Drive and wishes to abandon and release the Town's rights to such easement area but only in the areas indicated by the attached survey known as "Survey of Lot No. 47 as shown on a certain map entitled subdivision map of Marbourne Meadows Section Two Located in the Town of Mamaroneck, Westchester County,New York"made by Gabriel E. Senor,P.C. last updated March 25,2019; NOW,THEREFORE, BE IT RESOLVED: The Town of Mamaroneck Town Board hereby releases and abandons any and all easement,right, title and interest, if any, in that portion of the 11 Marbourne Drive described in the Partial Termination of Declaration of Drainage and Retention Easement presented to the Town Board on the date that this resolution was passed;and BE IT FURTHER RESOLVED THAT: The Town of Mamaroneck Town Board hereby authorizes and directs the Town Administrator to sign the Partial Termination of Declaration of Drainage and Retention Easement in the form that accompanies this resolution and to deliver it, a certified copy of this resolution and the updated survey referred to above dated March 25, 2019, and the other documents that are required for recording these documents in the Office of the County Clerk of Westchester, Land Records Division to the owner of 11 Marbourne Drive. 4056781.v2 RECORD AND RETURN TO: Lucia Chiocchio, Esq. Cuddy & Feder LLP 445 Hamilton Avenue, 14th Floor White Plains, New York 10601 PARTIAL TERMINATION OF DECLARATION OF DRAINAGE AND RETENTION EASEMENT This Partial Termination of Declaration of Drainage and Retention Easement (referred to herein as this "Termination") is made as of , 2019, by the Town of Mamaroneck,New York,a municipal corporation having an address at 740 West Boston Post Road, Mamaroneck, NY 10543 (herein"Declarant"). WITNESSETH: WHEREAS, the Declarant's Planning Board approved the application of Marbourne Meadows Associates for approval of a subdivision known as "Marbourne Meadows" in 1978 located in the Town of Mamaroneck, County of Westchester and State of New York,as shown,in relevant part,on a plat entitled"Subdivision Map of Marbourne Meadows Section 2 in the Town of Mamaroneck, Westchester County,New York" made by Arthur J. VanSuetendael, III, P.A. and L.S. dated October 27, 1978 and filed in the Office of the Clerk of the County of Westchester, Division of Land Records as Map No. 20060 on October 11, 1979 (the "Subdivision Plat No. 20060"); WHEREAS, a certain drainage and retention easement ("the Drainage and Retention Easement") encumbering Lots 47, 48, and 49 was offered to the Declarant as indicated on Subdivision Plat No. 20060; WHEREAS, the Drainage and Retention Easement originally offered by Subdivision Plat No. 20060 was modified and accepted by the Declarant by the Indenture recorded in the Office of the Clerk of Westchester County, Division of Land Records on July 20, 1990 at Liber 9854, Page 18 ("Accepted Easement"); WHEREAS,the Declarant no longer needs that portion of the Accepted Easement encumbering 11 Marbourne Drive (also identified as Lot 47 on the Subdivision Plat and identified as Section 3, Block 34, Lot 47 on the Town of Mamaroneck Assessment Roll) ("11 Marbourne Drive") that is described in Schedule A and shown as the "Drainage & Retention Easement(To Be Abandoned)"in Schedule B. NOW,THEREFORE, the Declarant, for its successors and assigns, declares: 1. Those portions of the Accepted Easement described in Schedule A and shown on Schedule B as the"Drainage&Retention Easement(To Be Abandoned)"hereby are abandoned, terminated, and released and the Drainage and Retention Easement shall CBF:2854723.1 4056784.v2 be of no further force and effect in those areas.The Drainage and Retention Easement shall be removed of record but only with respect to the area described in Schedule A and shown on Schedule B. 2. Those portions of the Accepted Easement encumbering 11 Marbourne Drive described in Schedule C and shown on Schedule B as "60' Easement for Drainage & Retention" are not abandoned by this Termination and the Declarant shall continue to have the same rights with respect to that area of 11 Marbourne Drive that it currently has under the Accepted Easement. 3. This Termination shall run with the land in perpetuity and shall bind the parties hereto and their respective successors and assigns. IN WITNESS WHEREOF, the Declarant has executed this instrument as of the day and year first above written. DECLARANT: Town of Mamaroneck By: Stephen V. Altieri, Town Administrator CUF:2854723.1 4056784.v2 Acknowledgements State of New York ) ) SS: County of Westchester ) On the day of in the year 2019 before me,the undersigned, a Notary Public in and for said State, personally appeared Stephen V. Altieri,personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he/she executed the same in his/her capacity, and that by his/her signature on the instrument,the individuals or the person upon behalf of which the individual acted, executed the instrument. Town of Mamaroneck Section: 3 Notary Public Block: 34 Lot: 47 CSF.2854723.1 4056784.v1 • SCHEDULE A CBF.2854723.1 4056784.v I DRAINAGE & RETENTION EASEMENT TO BE ABANDONED For 11 Marbourne Dr., Town of Mamaroneck ALL that certain plot, piece or parcel of land,with the buildings and improvements thereon erected, situate, lying and being in the Town of Mamaroneck,County of Westchester and State of New York being a drainage and retention easement running through Lot 47 as shown on a certain map entitled "Subdivision Map of Marbourne Meadows Section Two,Town of Mamaroneck,Westchester County, New York", by Arthur J.Van Suetendael, Ill,dated October 27, 1978 and filed in the office of the County Clerk of Westchester County, Division of Land Records,on October 11, 1979,as Map No. 20060, said easement being more particularly bounded and described as follows; BEGINNING at a point on the easterly side of Marbourne Drive,where the same is intersected by the division line between Lot 47 and Lot 46; RUNNING THENCE along said division line North 59° 13' 11"East 160.26 feet to the division line between Lot 47 and lands now or formerly of Westchester County; RUNNING THENCE along said division line in a southerly direction on a curve to the right having a radius of 228.43 feet a radial bearing of South 63'49'31"West a length of 78.52 to a point of tangency; RUNNING THENCE still along said division line South 06°28'45" East 26.5 feet to a point; RUNNING THENCE through Lot 47 the following courses and distances; South 83°31' 15"West 60.00 feet; North 06°28'45"West 16.33 feet; North 83°31' 15" East 45.00 feet; North 06°28'45"West 10.17 feet to a point not tangent; RUNNING THENCE continuing through Lot 47 on a compound curve first to the left having a radius of 213.43 feet and a length of 26.65 feet to the beginning of a non-tangency curve to the left having a radius of 25.00 feet a radial bearing of South 71°12' 23"West and a length of 38.38 feet to a point of non-tangency; RUNNING THENCE continuing through Lot 47 South 59° 13' 11"West, 120.67 feet to the easterly side of Marbourne Drive; RUNNING THENCE along the easterly side of Marbourne Drive on a curve to the right with a radius of 202.35 feet and a length of 15.19 feet to the point or place of BEGINNING. SCHEDULE B C&F:2854723.1 4056784.v1 JOB NUMBER:R.0.1123-89 _E E WESTCHESTER COUNTY SAXON WOODS PARK gilCATCH BASIN R=228.43' S06°28'45"E 95.00' Possession NOT indicated 0 DRAIN INLET .26.3.26.30'1.'-r8 5?' ' I 68.50 This is to certify that this map and the survey on which it is based were made in accordance with the"Minimum Standard'Detail Requirements for Ness York State eC_y1,1TILITY POLE LINK 'MATE' - I Association of Land Surveyors. This Survey is a representation of the property as "SIGN POST .,v...' --1'777;,7" ___,v, ,. $ surveyed on March 22.2019,the date that the field work was performed. VHYDRANT -- °i rFENCE O Subsequent revision dates do not constitute an updated survey. -' - LOT 47 --.._.._.. D4 VATER VALVE ' DRAINAGE� 8 IN IN GAS VALVE �o7 4 1\ "t5 RETENTION EASEMENT 8 " 9 'k (PREVIOUSLY ABANDONED AS RERR Eliot Senor,L.S.New York Sate Lie.No.0498.._ LIGHT POLE , NCOUNTYE SLED 5 p 9 60'EASEMENT FOR 2''s °,,,,V:4, COUNTY cit DRAINAGE&RETENTION Copies of the survey map not bearing the land surveyor's original blue signature and TRAFFIC POLE S, I RECORDS,ON JULY 20.1900 AI '' " i I AT LAI.MA PADA 1E5 n $ $ r embossed seal shall not he considered to he a true and valid copy. Copyright Gabriel� - $ E.Senor,P.C..2019. ALL RIGHTS RESERVED. 8 TELE. MANHOLE 2 T I ALM,.-"" i ® ELECTRIC BOX 4 90.0�9' �\ e A Title report lists easements and restrictions if the report was not provided these • easements and or restrictions may not be shown.A copy of the title report ens not O \ ®SEVER MANHOLE '% \ - provided.A copy of the deed was provided.Survey may be subject to easements not u,'s \ - 88.50' K shown. Li WATER MANHOLE \ -SISZOS .-__—M' _ °00 Noeze�ww.ai r-Surface elevations and underground appunrnences,ifany.whether ornot shown are m ELECTRIC MANHOLE r. not gnaranteed.Fences or possession lines generally do not follow a straight line.The ',,c-<-- I 'L'-yE. Tr survey shows straight lines between located points.Any dimensions shown are to the DRAIN MANHOLE v\. �'-_ GENERATOR 23.3• ® \9, �,; f_ ooNc PAVER PLAT cry cora: ' F surveyed point only.Labeled dimensions cannot be used for any other point along '�MANHOLE \\\;`� \ P ur UNDER Pur I O the line. TACKED STONE WALL 'LAT I111011'I'lf'll _ DECK J g MONITORING YELL A �t�iia.itil..iii Enese Unauthorized alteration or additions to the survey map is a violation of Section 7200 ®VALVE s ,50 \ sub-section 2 of the New York State Education Law J \ I- to \ TWO STORY Z NOT FOR TITLE TRANSFER w \ ‘ \ FRAME 2 O \ % ^,,\ DWELLING W a %., \\\ T� :i\ No.11 8 w c' ; SCHEDULE C C&F:2854723.1 4056784.v1 a 60' EASEMENT FOR DRAINAGE & RETENTION For 11 Marbourne Dr., Town of Mamaroneck ALL that certain plot, piece or parcel of land,with the buildings and improvements thereon erected, situate, lying and being in the Town of Mamaroneck,County of Westchester and State of New York being a drainage and retention easement running through Lot 47 as shown on a certain map entitled "Subdivision Map of Marbourne Meadows Section Two,Town of Mamaroneck,Westchester County, New York", by Arthur J.Van Suetendael, III,dated October 27, 1978 and filed in the office of the County Clerk of Westchester County,Division of Land Records,on October 11, 1979, as Map No. 20060, said easement being more particularly bounded and described as follows; BEGINNING at a point on the easterly side of Marbourne Drive,where the same is intersected by the division line between Lot 48 and Lot 47; RUNNING THENCE along said division line North 83°31' 15" East 90.00 feet to the true point or place of BEGINNING; RUNNING THENCE along said division line North 83°31' 15" East 60.00 feet to lands now or formerly of Westchester County; RUNNING THENCE along the division line between said lands and Lot 47 North 06°28'45"West 68.50 feet to a point; RUNNING THENCE through Lot 47 the following courses and distances; South 83°31' 15"West 60.00 feet; South 06°28'45"East 68.50 feet to the true point or place of BEGINNING. loi -r- i0 .° t, 91-(-)-(-1- 11 9 Town of Mamaroneck � � o 4w 1'' � m Town Center x A x 740 West Boston Post Road,Mamaroneck,NY 10543-3353 OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Memorandum To: Supervisor and Town Board Re: Report of Bids-Contract TA-19-02 Landscape Maintenance Services Date: March 17, 2019 On April 1, 2019 the Town publicly opened and read bids for the above referenced contract. The scope of this contract includes the clean-up and monthly maintenance of the Town's nine cemeteries, the Gardens Lake and the Senior Center at 1288 Boston Post Road. There are also 24 other smaller locations that include road shoulders and small pocket parks. Included in the scope of work is a spring and fall cleanup, pruning of low branches, regular grass cutting and where applicable removal of weeds. This contract was last bid in 2017. Bids were requested for the years 2019 and 2020. The Town received three bids for this contract. Attached is a schedule of the bids received. The low bid was submitted by Acocella Contracting who has been the Town's contractor for this work the last four years. The bid for the two years of the contract is $25,450 for 2019 and $25,950 for 2020 or a total of$51,400 for the two years. The total price for the two years of the contract is up by about$6,000 over the last contract. Acocella Contracting's work continues to be of good quality and they are responsive to the needs of the facilities listed in the contract. ACTION REQUESTED: THAT THE TOWN BOARD AWARD CONTRACT TA-19-02 TO ACOCELLA CONTRACTING TO PROVIDE LANDSCAPE MAINTENANCE SERVICES TO VARIOUS LOCATION IN THE TOWN OF MAMARONECK IN ACCORDANCE WITH THE BID SPECIFICATIONS AND THE PRICES BID BY ACOCELLA CONTRACTING AND AUTHORIZE THE TOWN ADMINISTRATOR TO EXECUTE THE CONTRACT ./ .-----/---- i / Stephen V. Altieri Town Administrator Co Printed on Recycled Paper HIGHWAY DEPARTMENT Town of Mamaroneck BID TABULATION BID OPENING: APRIL 1,2019 @ 11:00 AM CONTRACT No.TA-19-02 LANDSCAPE MAINTENANCE Prequalification? YES Prequalificotion? YES Prequalificationl YES Bid Bond? YES Bid Bond? YES Bid Bond? NO Previous Contract-2017-2018 Acocella Contracting Dragonetti Brothers PA Ferraro Landscaping Acocella Contracting, Inc. 68 Gaylor Road 129 Louisiana Avenue 61 Harvest Drive 68 Gaylor Road 2019 Scarsdale, NY Brooklyn, NY Brewster, NY Scarsdale, NY Base Bid Item# Bid Quantity Unit Unit Bid Cost Extended Total Unit Bid Cost Extended Total Unit Bid Cost Extended Total A. Monthly ¶ 2017=$2300 2017=$18,400 Maintenance 8 ea $ 2,600.00 $ 20,800.00 $ 29,000.00 $ 232,000.00 $ 9,300.00_ $74,400.00 2018=$2400 2018=$19,200 2017=$1900 2017=$1,900 B.Spring Cleanup 1 ea $ 2,300.00 $ 2,300.00 $ 30,000.00 $ 30,000.00 $ 9,300.00 _ $ 9,300.00 2018=$2000 2018=$2,000 2017=$1900 2017=$1,900 C. Fall Cleanup 1 ea $ 2,350.00 $ 2,350.00 $ 30,000.00 $ 30,000.00 $ 9,300.00 $ 9,300.00 2018=$2000 2018=$2,000 Year 2019 Bid Total $ 25,450.00 $ 292,000.00 $ 93,000.00 Total 2 yr Bid $ 45,400.00 2020 Acocella Contracting Dragonetti Brothers PA Ferraro Landscaping Base Bid Item# Bid Quantity Unit Unit Bid Cost Extended Total Unit Bid Cost Extended Total Unit Bid Cost Extended Total D. Monthly Maintenance 8 ea $ 2,650.00 $ 21,200.00 $ 29,000.00 $ 232,000.00 $ 9,300.00 $74,400.00 E.Spring Cleanup 1 ea $ 2,350.00 $ 2,350.00 $ 30,000.00 $ 30,000.00 $ 9,300.00 $ 9,300.00 F. Fall Cleanup 1 ea $ 2,400.00 $ 2,400.00 $ 30,000.00 $ 30,000.00 $ 9,300.00 $ 9,300.00 Year 2020 Bid Total $ 25,950.00 $ 292,000.00 $ 93,000.00 TOTAL 2-yr BID $ 51,400.00 $ 584,000.00 $ 186,000.00 <, 4, 67 q ., _ , , 9 Town of Mamaroneck Z _.• o - r Z W u.-F m Town Center 2 n x 740 West Boston Post Road,Mamaroneck,NY 10543-3353 OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Memorandum To: Supervisor and Town Board Re: Report of Bids Contract #TA-19-04 Grass Maintenance-Hommocks Field and Hommocks Pool Date: April 17, 2019 On April 1, 2019 the Town publicly opened and read bids for the above referenced contract. The scope includes a spring and fall cleanup and regular maintenance of the Hommocks Field grass and the grassy areas at the Hommocks Pool. Unlike the Landscape Maintenance Contract, this contract has very specific requirements for the time and day that these areas are maintained as well as a maximum height requirement for the grass. For these reasons we award separate contracts. The Town received two bids with the lowest bid submitted by Pasquale Ferraro Landscaping. A schedule of the bids received is attached. Bids were requested for the years 2019 and 2020. However, the bid specification does give the Town, at its discretion the ability to extend the contract for a third year. The extension is predicated upon the contractor agreeing to hold their 2020 price for the additional year. For the years 2019 and 2020 the total contract price is $17,800 which is only $200 higher than the cost of the expiring contract. REQUESTED ACTION- THAT THE TOWN BOARD AWARD CONTRACT #19-04 TO THE LOWEST RESPONSIBLE BIDDER, PASQUALE FERRARO LANDSCAPING INC AND THE PRICES SUBMITTED IN THEIR BID AND THAT THE TOWN ADMINISTRATOR BE AUTHORIZED TO EXECUTE A CONTRACT WITH PASQUALE FERRARO LANDSCAPING. Stephen V. Altieri Town Administrator Cot Printed on Recycled Paper TOWN OF MAMARONECK - CONTRACT #TA-19-04 GRASS MAINTENANCE — HOMMOCKS FIELD & HOMMOCKS POOL BID OPENING: 11:00 AM, E.S.T., MONDAY, APRIL 1, 2019 Bond/ Total Name of Bidder Address Cert Check 2019 2020 1. Pasquale A. Ferraro Landscaping, Inc. 61 Harvest Drive, Brewster, NY 10509 ✓ $8,850.00 $8,950.00 2. Acocella Contracting, Inc. 68 Gaylor Road, Scarsdale, New York 10583 ✓ $8,975.00 $8,975.00 i-ro -(-- -4-- c o (.1. -f,, 90 Town of Mamaroneck -1 l 1 w m / Town Center •FOUNDED 1661 • 740 West Boston Post Road, Mamaroneck, NY 10543-3353 TEL: 914/381-7810 OFFICE OF THE TOWN ADMINISTRATOR FAX: 914/381-7809 townadministrator@townofmamaroneck.org Memorandum To: Supervisor &Town Board Re: Report of Bids—TA-19-06 Service Body—Central Garage Date: April 18, 2019 Included in the 2019 Capital Project schedule is the replacement of the service vehicle used by the Central Garage for road repair calls on Town vehicles. The current vehicle is a 1990 utility truck that was previously used by the Fire Department before it was transferred to the Central Garage. At almost 30 years old, the vehicle has outlived its useful life and there are problems finding replacement parts for repairs. The Town was able to purchase the truck chassis on a Westchester County Cooperative Purchasing Contract at a cost of $41,066.72. A competitive bid, however, was required for the service body to be mounted on the chassis. On April 17, 2019, bids were publicly opened and read for the contract to Furnish, Deliver and Install the Service Body. The bid notice was advertised in the newspaper and bid packages were sent to 3 alternative vendors for this product. The Town, however, received only one bid from Trius, Inc. The bid price for furnishing and installing the service body is $24, 691.00. Although the Town only received one bid for this contract, the total price for the vehicle is within the cost estimate set within the 2019 capital project. Therefore, the bid price for the service body appears reasonable. ACTION REQUESTED: THAT THE TOWN BOARD APPROVE THE BID SUBMITTED BY TRIUS, INC. TO FURNISH AND INSTALL A SERVICE BODY AT A TOTAL COST OF $24,691.00 PURSUANT TO CONTRACT TA-19-06 AND THAT THE TOWN ADMINISTRATOR BE AUTHORIZED TO EXECUTE THE CONTRACT. i''. ----- ----" Stephen V.Altieri Town Administrator (bo 44. 6 0 \` 99 9A 1 —/ � , .v�; o Town of Mamaroneck q z J _ ti`, Town Center ~ FOUNDED 1661 1661 • 740 West Boston Post Road, Mamaroneck, NY 10543-3353 TEL: 914/381-7810 OFFICE OF THE TOWN ADMINISTRATOR FAX: 914/381-7809 townadministrator@townofinamaroneck.org Memorandum To: Supervisor&Town Board Re: Authorization —Purchase of Highway Vehicle—Capital Project 2019-06 Date: April 18, 2019 The 2019 Capital Project schedule approved by the Town Board included the replacement of a dump truck for the Highway Department. Unlike prior years when these purchases have been put out for bid, the Town utilized the HGAC Cooperative Purchasing Consortium that was previously authorized by the Town Board. Attached is the requisition and the specification sheet for the vehicle which is priced at $221,752.00. Our original estimate for the purchase of the vehicles was$260,000.00. Requested action: that the Town Board approve the purchase of one 2020 freight liner 6-wheel dump truck and that the Town Administrator be authorized to execute the purchase contract. Stephen V. Altieri Town Administrator TOWN OF MAMARONECK REQUISITION FORM REQUISITION NO. DEPT.: HIGHWAY SHIP TO: 40 MAXWELL AVE, MAMARONECK, NY 10538 DATE OF REQUISITION:April 4,2019 QUANTITY DESCRIPTION OF GOODS OR SERVICES BUDGET CODE UNIT PRICE EXTENDED RECOMMENDED PRICE VENDOR(S) 1 2020 FREIGHTLINER H.5110.0400.2019.06 $221,752.00 HOUSTON FREIGHTLINER ALL PURPOSE 6 WHEEL DUMP TRUCK WITH 11' SWENSON BODY 9550 North Loop East Houston, TX 77029 As per H-GAC Contract No. HT06-18 Phone: 713-580-8148 Attn.: Adam Neuse DEPARTMENT HEAD AUTHORIZATION REQUISITION APPROVED TOWN ADMINISTRATOR ORDERING COPY TO TO1 1DMINISTRATORS OFFICE • •. j/� CONTRACT PRING WORKSHEET Contract HT06-18 Date 4/3/2019 �'( For MOTOR ICVEHICLES Only No.: Prepared: his Worksheet is prepared by Contractor and given to End User. If a PO is issued, both documents IMUST be faxed to H-GAC @ 713-993-4548. Therefore please type or print legibly. Buying Town of Mameroneck Contractor: Houston Freightliner Agency: Contact Mike Pinto Prepared Adam Neuse Person: By: Phone: 914-998-3215 Phone: 713-580-8148 Fax: Fax: 713-676-1603 Email: Email: adam.neuse@strhouston.com Product C5 I Description: 2020 Freightliner SRA Code: IA.Product Item Base Unit Price Per Contractor's H-GAC Contract: 62667 B. Published Options-Itemize below-Attach additional sheet(s)if necessary-Include Option Code in description if applicable. (Note:Published Options are options which were submitted and priced in Contractor's bid.) Description Cost Description Cost Cum L9 350 HP 1150 LB FT TQ 12499 AM/FM Radio Bluetooth 299 Allison 3000 RDS Auto Trans 5089 2 Man Bench Seat 134 RH Understep Aftertreatment System w Vert Stack 617 Electric Windows 164 DA-F-20.0-5 20,000 LB FR Axle 2597 Electric Door Locks ! 74 20,000 Taperleaf FR Suspension 1130 Back up Alarm 45 RS-30-185 30,000 LB RR Axle 5389 Dual 14"Roof Mtd Air Horn 79 Wheelbase 274 1X3-112X10-15/16" 120 KSI Frame Rails 139 1/4"Inner Frame Rienforcement 717 8"Bolt on Front Frame Exstension 461 Special 11'Swenson Stainless Steel Dual Auger Body 130000 315/80R22.5 20 PLY FR Tires 623 Subtotal From Additional Sheet(s):'� Basic High Back Air Driver Seat 159 Subtotal B: 160489 C.Unpublished Options-Itemize below/attach additional sheet(s)if necessary. (Note:Unpublished options are items which were not submitted and priced in Contractor's bid.) Description Cost Description Cost Snow Plow Light Prep i 171 Subtotal From Additional Sheet(s): 0 Subtotal C: 171 Check:Total cost of Unpublished Options(C)cannot exceed 25%of the total of the Base Unit For this transaction the percentage is: 0% Price plus Published Options(A+B). D.Total Cost Before Any Applicable Trade-In/Other Allowances/Discounts(A+B+C) Quantity Ordered: I X Subtotal of A+B+C: 223327 = [Subtotal D: 223327 E.H-GAC Order Processing Charge(Amount Per Current Policy) Subtotal E: 1000 F.Trade-Ins/Special Discounts/Other Allowances/Freight/Installation/Miscellaneous Charges Description Cost Description Cost Discount -2575 Subtotal F: € --2575 Delivery Date: G. Total Purchase Price(D+E+F): 221752 60 7-- Ai7-7 O "f p Town of Mamaroneck l w P' m Town Center ' •. 7 740 West Boston Post Road,Mamaroneck, NY 10543-3353 OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Memorandum To: Supervisor and Town Board Re: Authorization- Information Technology Audit Date: April 17, 2019 With the significant expansion in our information Technology function, the decision was made that an audit and assessment should be conducted. During the month of March, the Town ran an advertisement for proposals for a technology audit. Attached is a copy of the RFP that was prepared for the audit. The deadline for submissions was April 3. In addition to the advertisement for submissions, RFPs were sent to two firms that conduct these types of audits. The Town received one proposal from PKF O'Connor Davies. A copy of the proposal is attached. The proposal submitted is responsive to the Town's RFP and actually goes a bit farther in terms of the scope of the audit that would be conducted. The specifics of the proposal begin on page 19. In addition to the scope as described in the RFP, the consultant proposes to test our systems and to also insure that we are compliant with various regulations such as HIPPA. The consultant will review technology functions in each of the Town's departments as well. I did have the opportunity to speak with one of the consultant's references. It was a larger organization than the Town with a staff of 31 people in their IT department. The organization's representative was very pleased with the audit and indicated that aside from just auditing the technology function, the consultant made recommendations for improvements to the systems. At the time of this writing I am awaiting a call from a school district representative in New Jersey where the consultant conducted a technology audit. The consultant is proposing a fee of $18,500 for the audit plus out of pocket expenses for which the maximum would be $500. We know from past experience that PKF has a good working knowledge of government operations which will be invaluable for an audit of this type. REQUESTED ACTION-THAT THE TOWN BOARD ACCEPT THE PROPOSAL OF PKF O'CONNOR DAVIES TO CONDUCT AN INFORMATION TECHNOLOGY AUDIT AND THAT THE TOWN ADMINISTRATOR BE AUTHORIZED TO isPrinted on Recycled Paper EXECUTE AN AUDIT ENGAGEMENT LETTER. IN ADDITION, THE TOWN BOARD IS REQUESTED TO AUTHORIZE A TRANSFER OF FUNDS IN THE AMOUNT OF $18,500 FROM THE TOWNWIDE SURPLUS INTO BUDGET ACCOUNT A1680.4035 ife4."-- Stephen V. Altieri Town Administrator cc: Tracy Yogeman Rosalind Cimino O � 9 ' ; o Town of Mamaroneck w fF' m Town Center 740 West Boston Post Road,Mamaroneck, NY 10543-3353 OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Town of Mamaroneck Request for Proposals Information Technology Audit/Assessment A. General Information The Town of Mamaroneck is a local government operating under the laws of the State of New York and the Town of Mamaroneck. The Town is a full service government with 12 operating departments, each having their own technology needs. The Town has on staff a full time Information Technology Director plus two part time staff. The IT department is responsible for all aspects of the operation and maintenance of the IT function and its security. B. Purpose of the RFP The Town is seeking proposals from qualified consultants experienced in auditing and assessing the IT functions of the Town government. The purpose is to review existing equipment, software, policies and procedures for the continued reliable function of the IT operation and data storage. C. Critical Dates for the RFP The deadline for the submission of proposals is 4:00pm Wednesday, April 3, 2019. D. Form of Submission The firms submitting proposals shall submit 5 copies of their proposal in a sealed envelope marked and addressed as follows: Information Technology Audit/Assessment Town of Mamaroneck 740 West Boston Post Road Mamaroneck, New York 10543 Attn: Stephen V. Altieri Town Administrator All proposals must be submitted in a hard copy format with one copy submitted on a flash drive or comparable medium. PROPOSALS MAY NOT BE SUBMITTED ELECTRONICALLY VIA E-MAIL, OR SIMILAR METHOD. E. Scope of Services The firm selected for this project shall obtain an understanding of the key IT operations of the Town government, the IT environment, new and ongoing IT CoPrinted on Recycled Paper RFP-IT Audit/Assessment Stephen Altieri initiatives, key data information flows. Current operating and security policies shall be reviewed along with compliance with all applicable regulatory requirements including but not limited to HIPPA Security protocols and PCI compliance. The audit and assessment should evaluate the Town IT departments ability to respond to a HIPPA audit should the Town be selected for such an audit. The consultant will analyze and evaluate the quality of protocols, routines and controls following general IT processes: I. Organization and management of IT operations II. Local Area networks infrastructure III. Application development and maintenance IV. Computer operations and business continuity plan V. Recommendations regarding expansion of business continuity plan to a disaster recovery plan VI. IT application, network and infrastructure security, anti-virus systems and virus protection. VII. Identity opportunities for improvement and develop practical and cost effective recommendations. VIII. A review of system access control. IX. A review system vulnerabilities X. Protection from environmental hazards F. Implementation and Deliverables The consultant shall meet with members of the Town's executive management team to discuss the scope of services prior to implementation of the audit. At the end of the process the consultant shall be expected to present their findings to the executive management team and the Supervisor and Town Board. The consultant shall provide the following: • A detailed report unique to the Town of Mamaroneck regarding the consultant's findings and recommendations • The report shall include an executive summary of reviews and findings • The main body of the report shall present detailed findings of in place and needed technology improvements and controls, especially those required to meet regulatory and identified frameworks. • A documented prioritized list of required and suggested remediation or recommendations. • On-site meetings with the Executive management team to review progress and set dates for completion of various phases of the audit. • Critical or urgent findings will be reported as soon as they are identified 2 ' Page RFP-IT Audit/Assessment I Stephen Altieri i G. Proposal Requirements The proposal must include: I. An overview of the firm, years of experience with IT Audits. II. Provide a list of similar audits conducted for local governments including listing references, dates of the audits. III. Provide a listing of the qualifications and experience of those members of the consultant's team that will conduct the Town IT audit. IV. The team must include at least one audit professional with a valid Certified Information Systems Security Professional (CISSP)certificate. V. Fee Schedule: Provide a standard fee schedule for personnel assigned to this project and the estimated total fee for this audit. VI. Five (5) copies of the proposals must be submitted by 4:00pm Wednesday, April 3, 2019. PROPOSALS MAY NOT.BE SUBMITTED ELECTRONICALLY VIA E-MAIL, OR SIMILAR METHOD. VII. An executed non-collusion affidavit VIII. Proof of Liability Insurance H. Project Start Date and Completion The Town is intending to have the consultant begin the audit in April of 2019 an to complete the audit by June 21, 2019. I. Selection Process The Town will review each proposal received to determine if it meets the requirements as set forth in this RFP. The Town reserves the right to reject any and all proposals, to waive any technicalities and informalities to reject or accept all or part of a proposal. The Town shall be the sole judge of consultant's suitability for this audit. The basic criteria for evaluation shall include: I. The ability and capacity of the consultant to perform the scope of work particularly experience with government IT audits. II. Proposed fee structure that is in the best interest of the Town. III. Staff qualifications IV. Reference Check J. Terms and Conditions The consultant may withdraw their proposal before and after the submission date by written request to the Town Administrator. Proposals withdrawn before the submittal date may not be re-submitted after the submittal date. All costs associated with the preparation and presentation of the proposal shall be borne by the consultant. All documents submitted as part of the response to the RFP will become the property of the Town of Mamaroneck. 3IPage RFP-IT Audit/Assessment I Stephen Altieri K. Insurance Requirements The consultant shall indemnify, defend, and hold harmless the Town of Mamaroneck, its employees, agents and officers from claim, liability, loss, injury or damage arising out of, or in connection with the consultant's performance of this agreement. The consultant shall reimburse the Town for all costs, attorney's fees, expenses and liabilities incurred with respect to any litigation in which the Consultant is obligated to indemnify, defend and hold harmless the Town under this agreement. The Town of Mamaroneck looks forward to receiving proposals for the IT Audit. Stephen V. Altieri Town Administrator Town of Mamaroneck 740 West Boston Post Road Mamaroneck, New York, 10543 (914) 381-7810 saltieri@townofmamaroneckny.org 4 ' Page 0 PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Proposal to Perform Information Technology Audit/Assessment O� ,�4 : Tow.. C' or 9= MAMARONECK . NEW . YORK Submitted by: PKF O'Connor Davies LLP Thomas J. DeMayo, Principal Cyber Risk Management 646.449.6353 and KNOW Alan Kassay, Partner Government Services Division GREATER 914.381.8900 vALUE April 1, 2019 r N, "+^y2 PKF CYCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 April 1, 2019 Mr. Stephen V. Altieri Town Administrator Town of Mamaroneck 740 West Boston Post Road Mamaroneck, NY 10543 Dear Mr. Altieri: PKF O'Connor Davies LLP ("the Firm" or "PKF O'Connor Davies") appreciates the opportunity to propose on the performance of an Information Technology Audit/Assessment for the Town of Mamaroneck (the "Town"). This proposal describes our approach, work plan, deliverables, experience, qualifications and fees. We think it is admirable that the Town has taken a proactive approach in understanding their IT security, operational and compliance risk. The majority of governmental entities are still very reactionary in this regard. Not only is this an important component of overall risk management but also a sound governance practice. Like most accounting firms, we are known for our audit and tax services; however, unlike many accounting firms, we also have a robust and growing advisory practice that provides a broad array of consulting services to clients in the government, higher education, not-for-profit, financial services and commercial sectors. Core to those advisory services, is cyber and information security, data privacy and IT governance and management. Our extensive credentials and experience providing accounting, auditing and advisory services to government entities for more than 60 years equips our IT and cybersecurity specialists to help navigate the unique challenges faced by the Town and ensure it has a sound security posture and effective governance structure to foster the strategic alignment of IT to the Town's needs. Combining deep industry knowledge, cross-functional insight and expertise, our specialists are ideally qualified to assist with all aspects of the Town's IT security, data privacy and management operations. Our firm was founded over 125 years ago. PKF O'Connor Davies has eleven offices in the Northeast and has been ranked as the 29th largest accounting firm in the United States. We have 700 staff, including over 100 partners. If selected as your advisors, we would staff the engagement out of our Harrison NY office. PKF O'CONNOR DAVIES, LLP 500 Mamaroneck Avenue, Harrison, NY 10528 I Tel: 914.381.8900 I Fax: 914.381.8910 I www.pkfod.com PKF O'Connor Davies,LLP is a member firm of the PKF International Limited network of legally independent firms and does not accept any responsibility or liability for the actions or inactions on the part of any other individual member firm or firms. 2 rsv PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 We offer a "complete perspective" approach. PKF O'Connor Davies has significant experience working with government entities. In fact, we have the privilege of serving as your external Financial Auditors. What will be key to our success in adding value to the Town and meeting your objectives is that while cybersecurity, data privacy and IT operational specialists will be primarily assigned to this specific engagement, we have the depth of knowledge internally specific to Towns to ensure we understand your operations at a level no exclusive cybersecurity/IT audit firm could offer. As such, a government operational specialist will be available during this engagement. This combination of IT and operational expertise allows us to offer a "complete perspective" approach. Our key differentiators include: • Dedicated Cybersecurity and Privacy Group • Broad and Dedicated Government Experience • Information Privacy Specialists • Information Technology Operational and Compliance Specialists • Business Continuity, Disaster Recovery and Incident Response Focus • Experienced Service Team • Pragmatic Approach • Project Management • Fresh Outlook and Objective Perspective. We value the opportunity to perform this Information Technology Assessment/Audit for the Town, and if selected, you will receive nothing but excellent service and an unwavering dedication to quality. This is a commitment we make personally as well as professionally as we assist you with this project and continue our long-term relationship. We look forward to the opportunity to speak with you to answer any questions about this proposal and deliver, if requested, an oral presentation. Please do not hesitate to contact Thomas DeMayo at 646.449.6353 or tdemayo@pkfod.com or Alan Kassay at 914.381.8900 or akassay@pkfod.com to discuss this proposal further. Very truly yours, deZI) eV2A7 GL7 Thomas DeMayo, CISA, CISSP, CIPP/US Alan Kassay, CPA CRISC, CPT, CEH, CHFI, MCSE Partner, Government Services Division Principal, Cyber Risk Management 3 O PKF O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Table of Contents About PKF O'Connor Davies 5 What Sets PKF O'Connor Davies Apart 9 Qualifications 10 Your Engagement Team Leaders 12 Representative Client Listing 15 Engagement Details 19 Deliverables 27 Proposed Time Frame 27 Engagement Fees 27 References 28 Code of Professional Conduct 29 Whistle Blowing 29 Appendix A: Engagement Team Biographies 30 4 PKF O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 About PKF O'Connor Davies PKF O'Connor Davies is a new breed of accounting and advisory firm that holds itself to a higher standard: going beyond passive value calculation to active value creation. With roots tracing back to 1891, PKF O'Connor Davies has a proven record of achievement in providing high-quality service and building lasting client relationships. Agility, Responsiveness and Expertise We fulfill this mission by providing resources that match those of larger firms in scope — but with the agility only a firm of our size can demonstrate. With PKF O'Connor Davies working on your behalf, you gain valuable competitive advantages. Count on our professionals to: • Acquire a comprehensive understanding of your business so that we can advise you on how specific decisions may impact your IT governance, operations and security posture. • Apply our knowledge of your industry to identify and recommend opportunities for improving your organization's performance. • Fulfill our responsibility as a highly skilled and experienced single source of contact at all times. Talented Specialists and Cross-Functional Teams As a thriving, competitive and successful organization, PKF O'Connor Davies continuously pursues innovation and growth by nurturing it in our team members and celebrating it as a firm. • Individually, our professionals excel in their areas of specialty as they are equipped to understand thoroughly, respond quickly and deliver precisely the services you need. • Collectively, they form a potent team, working on your behalf both domestically and abroad to ensure that your business remains competitive, technologically advanced and secure, ready to pursue ongoing growth and success. • We hire and promote career growth-minded candidates because it benefits our executives, our firm and our clients. • We've fostered the development of many prominent professionals, including principals key to our senior leadership teams. • A top priority has been, and will remain, to attract, develop, reward and retain superior talent; the fulfillment of this mission enables us to assure you vital service quality and consistency. Partner Involvement. Dedicated Engagement Teams. Our team approach has equipped us to build strong relationships with our clients by being proactive, thorough and efficient. • Partners are involved in the day-to-day management of engagements, ensuring a high degree of client service and cost effectiveness. • The continuity of staffing and attention to detail in all client engagements makes PKF O'Connor Davies stand out among its peer firms. 5 O PKF O-CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Firm Recognition As a mid-sized firm, we are able to serve our clients with greater responsiveness and agility than larger firms typically can —while still ranking among them. "50 Most Prestigious Accounting Firms Nationwide" Adipl4k — Vault, 2018 Ranked 22 of the 50 "Best Accounting Employers to Work for in North America" Acli, — Vault, 2018 Ranked 29 of"2018's Top 100 Firms" 44c41, —Accounting Today, 2018 Ranked 7 of the "Top Firms in the Mid-Atlantic" Acp,44, —Accounting Today, 2017 "Fastest-Growing Firms" Aci,44, — Inside Public Accounting, 2017 "12th Largest Accounting Firm in the NY Metropolitan area" Atclui — Grain's New York Business, 2017 Ranked 11 of"New Jersey's Top Accounting Firms" 4tc.:1, — NJBIZ, 2018 fpl, "Best Places to Work in New Jersey" — NJBIZ, 2018 "Tax Advice" Award etic4, — Family Wealth Report Awards, 2018 But the reality is, we define ourselves less by the accolades we receive and more by the growth we help our clients achieve. That's why we're not the typical accounting firm. Our clients know greater service. They know greater connections. They know greater value. 6 O PKF • O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 PKF International Our renowned client service is also available on a worldwide scale. PKF O'Connor Davies, LLP is the lead North American firm in the PKF International ("PKFI") Network. PKFI is a global network of independent accounting firms bound together by shared values and a shared commitment to quality, integrity and the creation of clarity in a complex regulatory environment. Whether you need entry into overseas markets, assistance deciphering foreign tax code or an international business valuation, your engagement team serves as a liaison to 440 member firms located in 150 countries— ensuring you access to expertise wherever you take your operations and wherever you envision your growth. Our membership offers PKF O'Connor Davies an increasingly global perspective. In addition, we benefit by working seamlessly with other member firms that are established and respected in their own country with knowledge of the local business landscape, have a consistent philosophy of partner-led engagements, and have rapid access to technical guidance and support in all markets. Europe Asia North America 210 Locations 50 Locations 90 Locations 9 9 Africa9 48 Locations South America Australia 36 Locations 13 Locations 7 PKF O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 What to Expect from PKF O'Connor Davies We understand that competing Cybersecurity and IT Audit firms may promise similar approaches. However, we believe that no other firm can match PKF O'Connor Davies' experience, energy and enthusiasm for consistently providing the same level of high-quality service to the Town. The quality of our professional services is the reason for our success in the industry. ✓ Public Sector/Governmental Entity Commitment—We support our clients and professionals with training and communications as well as thought leadership for the Governmental sector on: • Risk Management • Controls • Technology • Compliance ✓ Business Focus —The Town will benefit from a team that has served a broad base of clients — regionally, nationally and internationally— and can focus on your particular IT operational and cybersecurity issues. ✓ Fresh Outlook—The Town will derive significant benefits from a fresh look at its processes and procedures, which will add value by bringing a new perspective on your systems and controls. ✓ Proactive Communication —Our strategy of constant communication and accessibility will ensure that any other service issues identified early are addressed promptly, ensuring timely completion of all engagement deliverables. In addition, we host industry events on a regular basis for our clients and industry executives. ✓ Expertise Assisting Clients in an Increasingly Complex Regulatory Climate —At PKF O'Connor Davies, our senior professionals are recognized for their proficiency and detailed knowledge of state and federal regulations as they relate to operational, financial and IT requirements. Our specialists often conduct seminars and serve on conference panels covering regulatory subjects for professionals from other professional service firms and institutions. These same specialists have regular contact with various government agencies and they have significant knowledge of the application of relevant requirements. ✓ Communicating with Our Clients—Our Firm produces a number of publications to assist clients in staying abreast of IT, accounting and regulatory topics and other current issues of interest. Please see the tnsigllt' section of our website for a listing of recent publications. Sign up to receive monthly newsletters by visiting the y , ,tribe page on our website www.pkfod.com. 8 eN_O PKF aCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 What Sets PKF O'Connor Davies Apart In a Word: Value It's at the heart of everything we do. Working with PKF O'Connor Davies assures our clients of higher levels of expertise, commitment, service and integrity — at a lower cost than our larger counterparts. Greater Service Value On the following pages, we provide a description of our Owillilea tions for this specific engagement. In the Other ScrN icc_'4 section of this proposal, you will find a listing of the full complement of Assurance, Accounting, Audit, Tax, Business Advisory and Family Office services we offer. Our expertise is profound, diverse and deep and our clients are the beneficiaries of an outstanding breadth of support. Greater Business Value But there's more. At PKF O'Connor Davies, we know it's not only what we provide that defines us, it's how we provide it and who delivers it that make all the difference. Our services are delivered by seasoned specialists working side-by-side with clients to deliver insights and solve challenges in real time. Our professionals communicate and collaborate with each other and our clients more often. Those deeper connections, combined with up-to-the-minute insights on new business and IT trends and changing regulations, create real business value that goes beyond a list of services. So while, technically, we're providing services, in actuality, we are creating connections, delivering insights and driving value that other firms cannot. Greater Interpersonal Value The value we deliver begins with the values we all share. There's a distinct feeling when you meet a PKF O'Connor Davies professional and a discernible culture when you walk into one of our offices. It's what you get when you combine equal parts character and capability, when attitude and action come together. These values serve as the foundation for the deep connections we form with our clients and each other. They're the driving force behind our commitment to be better and do more in order to deliver client value in every way, every day. Our Firm is steadfast in serving you with: • Agility and responsiveness • In-depth technical expertise and astute business acumen • Talented specialists and expert cross-functional teams • Active partner involvement and dedicated engagement teams • Top-tier talent and consistent representation 9 (• ) PKF • O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Qualifications PKF O'Connor Davies is a full service Certified Public Accounting and consulting firm that has a long history of serving clients both domestically and internationally and providing specialized professional services of the highest quality. Our firm is comprised of more than 700 professionals, including over 100 partners and 11 offices located throughout New York, New Jersey, Connecticut, Rhode Island and Maryland. While many public accounting firms venture into the governmental arena, only a few possess a thorough knowledge of its complexities and only one has a concentration of technical resources which is unequaled in the Tri-State and D.C. Metropolitan region. PKF O'Connor Davies is acknowledged as the premier firm in the Metropolitan New York/New Jersey region in governmental accounting, auditing and management advisory services. This distinction has been garnered from many years of service to the public sector. While we have extensive experience with Towns, we also serve clients across all sectors. From large financial institutions and multi-billion dollar private foundations, to small not-for-profits with few staff and IT resources. This cross sector experience from both an industry and resource perspective is what allows us to stay grounded in our approach and offer solutions that are tailored not only to the level of risk but also to the culture and available resources of the business. The ideal blend of knowledge, experience and forward- thinking insight required to help manage risk. While we offer a wide array of Cybersecurity services, below is a listing of the expertise we have: • Cybersecurity Risk Assessments • Vulnerability Assessments and Scanning • Network and Web Application Penetration Testing • Outsourced Chief Information Security Officer (CISO) • Social Engineering Campaigns • Security Awareness Training • Privacy Assessments • Incident Response Plan Development and Review • Forensic Data Acquisition and Analysis: Server/PC/Laptop/Cloud/Mobile Devices • NIST Information and Cybersecurity Framework Assessments • HIPAA Security Rule Compliance Reviews and Risk Assessments • General Data Protection Regulation (GDPR) Compliance Support 10 OPKF aCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 • PCI-DSS Gap Analysis and Scope Reduction Assessments SEC OCIE Cybersecurity Assessments FFIEC Cybersecurity Assessment • NY DFS Cybersecurity Assessments and Compliance (23 NYCRR Part 500) • ISO 27001 Framework Assessments • Configuration Reviews • Policy and Procedure Development • o• ' FBI CISO Academy • •„! c I04t!1B1.1ATInk Sfrmal, T lf •01t11F— ., • • •`ice ,Mt' PKF O'Connor Davies Risk Advisory had the opportunity to attend the inaugural FBI Cyber Division Chief Information Security Officer (CISO)Academy in the FBI training facility in Quantico, Virginia. The program was meant to deepen the relationship the FBI has with the private sector and partner with cyber security professionals across the country to identify, pursue, and defeat cyber threats to our nation, citizens and businesses. Attendees included many of the Fortune 500 CISO's such Morgan Stanley, Facebook, Apple, Disney, etc. PKF O'Connor Davies was the only accounting and security firm that was invited to this prestigious event. 11 no PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 New York and Connecticut Government Clients (continued) Villages: Towns: Cities: Ardsley, NY Bedford, NY New Canaan, CT* Glen Cove, NY Briarcliff Manor, NY Berlin, CT* New Fairfield, CT* Mount Vernon, NY Bronxville, NY Bethlehem New Castle, NY New Britain, CT Buchanan, NY Boro, CT Orangetown, NY New Rochelle, NY Croton-on-Hudson, NY Carmel, NY Ossining, NY Newburgh, NY Dobbs Ferry, NY Chester, CT* Philipstown, NY Peekskill, NY Elmsford, NY Eastchester, NY Pound Ridge, NY Watertown, CT Freeport, NY Fishers Island Putnam Valley, NY White Plains, NY Hillburn, NY Ferry District, CT* Salem, CT* Yonkers, NY Irvington, NY Greenburgh, NY Somers, NY Counties: Larchmont, NY Griswold, CT* Sprague, CT* Dutchess, NY Mamaroneck, NY Harrison, NY Stafford, CT* Nassau, NY Monroe, NY Kent, NY Sterling, CT* Orange, NY Mount Kisco, NY LaGrange, NY Stonington, CT Putnam, NY New Paltz, NY Lisbon, CT* StonyPoint, NY Sullivan, NY Ossining, NY Lewisboro, NY Torrington, CT* Ulster, NY Pelham Manor, NY Mamaroneck, NY Uncas, CT* Westchester, NY Pleasantville, NY Monroe, NY Union, CT* Rye Brook, NY Monroe, CT* Wallkill, NY Scarsdale, NY Morris, CT* Watertown, CT* Sleepy Hollow, NY Mount Pleasant, Yorktown, NY Spring Valley, NY Tarrytown, NY Tuckahoe, NY *The School District/Board of Education is included in the Town's financial reporting structure and is audited as part of the Town's audit process. 16 PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 New York and Connecticut Government Clients (continued) Districts: First Taxing District Water Department, CT Rowayton (Sixth Taxing District in the City of Norwalk), CT Harrison Volunteer Ambulance Corps, Inc., NY Northern Westchester Joint Water Works, NY Poughkeepsie Public Library District, NY Uncas Health District, CT Weaver Street Tax District, CT Westchester Joint Water Works, NY Authorities: Other: Orange County Water Authority Connecticut Department of Transportation Stamford Water Control Authority Connecticut Division of Pensions Yonkers Parking Authority Consulate General of Ireland New York Dobbs Ferry Local Development Corp. Massapequa Public Library Mount Vernon Board of Water Supply, NY Commissions: Philipstown Depot Theatre Development Corp. Larchmont-Mamaroneck Joint Garbage Commission Pump Court Tax Chambers Tri-Municipal Sewer Commission Stamford Office of Administration Glenbrook Fire Department Yonkers Police Department 17 PKF aCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 New Jersey Government Clients Municipal: New Jersey Departments and Authorities: Borough of Glen Ridge New Jersey Department of Community Affairs City of East Orange New Jersey Redevelopment Authority City of Newark New Jersey Sports and Exposition Authority City of Orange Meadowlands Conservation Trust Fund City of Paterson State Universities and County Colleges: City of Trenton Kean University Township of Franklin Montclair State University Township of Hamilton Ramapo College Township of Montclair Bergen County Community College Township of Morristown Essex County College Township of North Bergen Union County College Township of South Orange Other: Township of Verona Bergen County Improvement Authority Township of West Orange Bordentown Fire District#2 Lakewood Student Transportation Authority School Districts: Edgewater School District Fort Lee School District Hasbrouck Heights School District Manchester Township School District Middlesex County Vocational School Piscataway Township School District Somerset Educational Services Commission Trenton Public Schools Wall Township School District Parsippany Troy Hills School District 18 O PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Engagement Details Scope of the Engagement Based on your RFP and the information provided to us, it is our understanding that you require the following services: • A review of existing equipment, software, policies and procedures for the reliable function of IT operations and data storage. • A review of current operating and security policies along with compliance and all applicable regulatory requirements (e.g. HIPAA, PCI-DSS, State Breach Notification Laws, etc.). o Specific to HIPAA, evaluate the Town IT Department's ability to respond to a HIPAA audit by the Office for Civil Rights. • Analysis and evaluation of the quality of protocols, routines and controls for the following IT processes: I. Organization and management of IT operations II. Local Area network infrastructure III. Application development and maintenance IV. Computer operations and the business continuity plan V. Recommendations regarding expansion of the business continuity plan to a disaster recovery plan VI. IT application, network and infrastructure security, anti-virus systems and virus protection. VII. Identify opportunities for improvement and develop practical and cost effective recommendations. VIII. A review of system access control. IX. A review of system vulnerabilities X. Protection from environmental hazards Assessment Approach for the Town We will perform a complete inspection of the environment to understand the architecture, operational procedures, controls, and resultant cybersecurity, compliance and data privacy risks and provide recommendations, which, in our judgment, would mitigate possible deficiencies and/or risks. To accomplish this task our review will include, but may not be limited to, the areas below. What is key to our approach is that we have a comprehensive understanding of IT operations used by Towns. While this assessment will be very technical in nature, we believe that to have a strong information security and compliance program, an organization cannot account for just the technical, but also must assess the people and processes and the risk to the data consumed and produced by the organization. As such, our approach, in addition to the detailed technical review, will be to interview all key personnel, understand their processes, the risk to the data they handle and identify any areas that should be modified or enhanced to further manage the risk. This will ensure that our end 19 PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 report provides a holistic view of the cybersecurity, information security, and data privacy risks faced by the Town. We fully acknowledge and appreciate the extent of the sensitive data processed and stored by the Town; as such, to ensure our approach is as comprehensive as possible, our review will include, but may not be limited to, the following areas. Control Environment Review IT organizational structure Review IT roles and responsibilities Identify areas of over dependency Interview key Town leadership in the following areas: Ambulance District Assessor Building Department Community Services Comptroller/ Receiver of Taxes Conservation Department Emergency Management Engineering Department Fire Department Highway Department Housing Programs & Services Information Technology Justice Court Police Department Recreation Department Senior Programs & Services Supervisor Town Administrator Town Attorney Town Clerk Review all policies and procedures We review the policies to ensure that they are sufficient and cover all key areas of risk Review the current security awareness training methodology. Vendor management Vendors have become a primary source of risk and compromise for many organizations. We will review the vendor management process to ensure that due diligence procedures are reasonable and ongoing and vendor access is effectively controlled to minimize the risk of compromise as a result of a vendor. Risk Assessment In order for the Town to implement the appropriate controls, it needs to understand its unique risks. We will evaluate the Town's existing risk assessment methodology and, if applicable, suggest areas of enhancement. 20 no PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Monitoring Monitoring is a control activity of each control area reviewed and will be assessed accordingly. Change Control While it is unlikely that a highly robust change control process exists, we will evaluate the process to ensure that the process is reasonable and effectively controlled for the Town's size and potential future changes. User Account Management The employee lifecycle will be assessed from employee on-boarding to modifications and to termination. Privileged Account Management As an extension to the assessment of the user account management lifecycle, we will specifically review how privilege accounts are controlled and monitored. Implementation of New Systems/Applications We will review the process by which new systems and applications are deployed into the environment. This will include all facets of the system development lifecycle. Security of Operating Systems, Applications and Data A comprehensive assessment of all operating system, application and data security configurations. This includes, but is not limited to: • Active Directory design and implementation • Group Policy implementation • Local operating system security configurations (Window, Mac, Linux, AS400) • Database Management Systems (MS SQL, FileMaker, MYSQL, Oracle) • Network and cloud based file and folder security (e.g. Google Drive, Team Drives). • Anti-virus • Vendor patch management • Log and event management • Application specific controls • Virtualization specific configurations • Mobile devices • Removable media • Data disposition/reuse (Tapes, hard drives, USB drives, etc.) • Data loss prevention • E-mail and communications Note —To accomplish the configuration reviews, we will utilize both manual and automated techniques to ensure our approach is comprehensive. For example: • All network folder repositories will be parsed to extract the permissions and identify material misconfigurations, 21 O PO"C O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 • Local machines scanned to identify membership exceptions in the local administrators group. • Local machine software inventoried to identify unauthorized software • Key Active Directory attributes extracted and analyzed such as inactivity, password expiration. • Active Directory account passwords scanned to identify weak passwords and those known to be part of a breach • Service accounts identified to see how and where they are used. • Machines reconciled to see if any are missing anti-virus or any other key security software. • Internal Network Security The internal network architecture will be assessed to identify how devices are interconnected and how the risk of that connectivity is managed. Further, such devices as switches, printers, wireless access points, storage area network and network attached storage devices will be assessed to ensure an appropriate and secure configuration methodology. Specific to any Virtual LANs, if access control lists have been configured for segmentation purposes, we will test the segmentation to ensure the segmentation is functioning as designed. Key to our approach of assessing the internal network security will be to evaluate how the Town has tried to reduce and manage the risk of cybercriminal lateral movement once breached. ▪ Perimeter Network Security Perimeter network devices will be reviewed to ensure that key controls and configurations have been implemented to prevent and identify threats that target and traverse the perimeter devices. Firewall configurations will be manually reviewed to ensure reasonable protection from external penetration. This is inclusive of any DMZ and remote access solution implemented. Physical Security All aspects of physical security will be evaluated from the point of entry into the facility to access network ports, workstations, printers, communication closets and the server room. • Back-up and Media Management The back-up mechanism will be audited to ensure that all key data is: • selected for inclusion • appropriately monitored to identify failures • securely stored after creation • all procedures are reasonably defined to ensure recovery in the event of failure, inclusive of a Ransomware attack. 22 Ci) PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Disaster Recovery/Contingency Planning/Incident Response The Plan, if it exists, will be evaluated to ensure that the Plan as discussed is practical and appropriately defined for execution, should it be needed. • Application Data Flows All key applications and data flows will be reviewed to ensure the Town's financials and data are reasonably protected from unauthorized access and modification while in transit. • Protection of Personal Information All repositories of sensitive information will be identified and the controls assessed to ensure proper safeguards have been implemented. • Online Banking Security Online banking security procedures will be evaluated to ensure the Town is following best practice guidelines and is reasonably protected from online banking fraud. Payment Card Industry — Data Security Standard ("PCI-DSS") We will review the credit card acceptance and processing procedures to make a general determination if the Town is in compliance with the security standards set forth by the PCI-DSS requirements. Note —This will be a review of all material aspects of the PCI-DSS requirements and not a detailed gap analysis specific to the requirements only. • Health Insurance Portability and Accountability Act ("HIPAA") We will identify all areas in which electronic protected health information ("ePHI") is created, stored, processed and/or transferred and make a general determination if the Town is in compliance with the HIPAA Security Rule. Note —This will be a review of all material aspects of the HIPAA Security Rule requirements and not a detailed gap analysis specific to the requirements only. Spam And Web Filter Effectiveness We will systematically construct phishing e-mails of varying types to identify how the spam filter responds. This will allow us to offer recommendations on how to enhance the spam filter's effectiveness and ultimately prevent phishing schemes. In addition, we will test the Web filter, to see which types of files can bypass the application level scanning. This will help answer key questions regarding your spam and web filters such as: How can malware potentially enter your network? What type of file types can be sent as attachments to the end user? = What type of file types can be downloaded from a website by the user? Does your internet and mail protection software detect potential malware? Does your internet and mail protection software detect obfuscated malware? 23 PKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Help Desk Even the smallest organization can benefit from a robust and streamlined help desk process. We will ensure that all help desk processes are reasonably defined to effectively capture end user issues, respond in a timely manner and provide the necessary management metrics upon which to make meaningful IT decisions. Perform Internal and External Vulnerability Scans External Network Security Vulnerability Scan — Internet accessible devices and services have a high risk of compromise if the devices and services are not properly secured and managed. The purpose of this scan will be to identify all available devices and services that are accessible from the internet and assess those devices and services to identify if they are vulnerable to known technical exploits. Specific to the website, we will attempt to identify any issues that can result in unauthorized access and/or manipulation of the website content. Internal Network Security Vulnerability Scan —We will perform the same procedures executed during the External Network Security Vulnerability Scan assessment. However, we will direct our efforts to identify known technical vulnerabilities for all internal workstations, servers and network devices (switches, printers, etc.) that support the Town's day-to-day operations. The intent of these scans is to perform a detailed security diagnostic of all internal and external network devices giving the Town a deeper understanding of system vulnerabilities that may exist. While we don't believe in utilizing a single framework to gauge best practice operations and configurations for smaller entities, we will leverage key cyber and information security frameworks to ensure that a holistic and practical approach to information security and compliance has been taken and implemented by the Town. Such frameworks include: National Institute of Standards and Technology (NIST) Cybersecurity Framework or the Center for Internet Security (CIS) Top 20 Critical Security Controls. However, should the Town want a one-to-one mapping, we will map the control set directly to the CIS Top 20. Complimentary Services Throughout this proposal, we stress the value we can add to the Town should we be engaged. As part of that value, the following will be added to our approach as a complimentary addition. Dark Web Scan —Accounts across all organizations are frequently compromised and the credentials (username and password) are placed for sale on the Dark Web. As part of this service, we will scan the Dark Web to see if we can identify any credentials associated with the Town that have been compromised and exist on the Dark Web. 24 PKF aCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Execute a Social Engineering campaign — Experience and industry statistics have shown that employees are the number one cause of information security breaches. Social engineering is the act of influencing a person to accomplish goals that may or may not be in the "target's" best interest. This may include obtaining information, gaining access, or getting the target to take certain action. Specific to the Town, we will attempt a Phishing Campaign. Phishing is an e-mail fraud method in which the perpetrator sends out legitimate-looking e-mails in an attempt to gather personal and financial information from recipients. In this test, PKF O'Connor Davies will attempt to trick employees, via a crafted fake e-mail, into either clicking on a link and/or entering credentials into a form. The ultimate goal of the phishing campaign is to assist the Town in identifying employees who are prone to these types of social engineering attacks and help the Town target their awareness efforts. Our report will include the results of this test specifying which employees passed and failed. Practical Guidance For our recommendations, we will focus on practicality and not over-engineering a solution that is neither affordable nor sustainable due to its complexity. Many times organizations already have the necessary technologies in place, they just either need to use them more effectively or modify existing processes. While frameworks are great to aspire to, they are often not pragmatic in their entirety for all entities for multiple reasons. We will help make those determinations and focus on leveraging existing technologies and processes before resorting to recommendations for additional capital expenditures. Further, in today's environment, all data and information is not equal and the cost of protecting all data equally is no longer practical and economically feasible. As part of our recommendations, we will ensure we specify where certain higher or more advanced controls would be applicable to specific data sets and applications. This will allow the Town to effectively allocate resources and budget. Knowledge Transfer We have learned over the years that a key component to any engagement is the knowledge transfer that can be imparted throughout the project. As such, we believe one of the keys to success of this engagement is knowledge transfer. We want to educate those involved with the engagement as much as possible to make them understand how we identify and quantify risk and why we believe our recommendations will be effective in mitigating those risks. Further, we are happy to disclose our complete tool set and frameworks used so the Town can reperform our procedures if they desire. We will always be there once the engagement finishes for additional advice and support, but we want to ensure that you are stronger, better educated and more independent when we leave. 25 OPKF O`CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Communication To effectively provide education, we must also be effective at communicating. The specialists assigned to this engagement are not only experts in speaking the technical IT language when needed, but also translating those technical concepts to senior management so they ultimately understand what the risks are and what needs to be done to address them. When the final findings are ready to be communicated to the Town, they will be presented by the lead engagement principal, Thomas DeMayo. Use of Contracted Resources For this engagement, no contractors will be used. The engagement will be staffed with employees of the Firm only. In addition, all employees are local, so no expenses such as airfare or hotel will be incurred. 26 PKr O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Deliverables We will provide the following: • A letter report consisting of an executive summary and a detailed listing of our findings and recommendations. For each finding, we will qualitatively assign a risk ranking of Low, Moderate or High, to assist the Town in their risk management efforts. • The results of the internal and external vulnerability scans. • A detailed review of the report results in draft form. • A review with senior management to address any concerns. • A close out meeting will be held with senior management. Proposed Time Frame The project is to begin in April 2019 and conclude by June 21, 2019. As part of our planning, we hope to maximize our onsite time over the shortest period possible. To avoid any unnecessary delays, as needed, we will perform remote web-based meetings to accommodate employee schedules. Using web-based meetings will not sacrifice the quality of our work; it will allow us to offer maximum flexibility with employee schedules. Engagement Fees We are committed to providing you with exceptional service at a fair and reasonable fee. We are confident we deliver the highest quality of service; we have extensive training and review processes in place to ensure it and our outstanding record of peer reviews confirms it. Our fee for this project will be $18,500 plus any out-of-pocket costs. We agree to limit our out-of- pocket costs to $500. Our total billings will not exceed $19,000. Our fee is based on a blended rate of$225 per hour. Our fees reflect routine consultation regarding recommendations we may provide. The Town need not be concerned about being billed for each phone call. In fact, we encourage regular communication and the opportunity to assist with minor issues and questions as they appear. 27 OPKF • ONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 From time to time, however, you may request that we perform services that are above and beyond the scope of the initial services provided, which may require the use of specialized staff and/or extended effort by us. Such special services would be billed separately. We will, of course, discuss the objectives of all such projects and provide you with an estimate of the related fees before beginning any work. Further, we will provide updated estimates of time and fees should the scope of the project change before its completion. In general, we believe the key to fees for services is clear communication of what you will receive, when you will receive it and how much it will cost. Our year-round service philosophy is that you can always be assured we are committed to delivering exemplary service with demonstrable value. Final Note on Fees In the final analysis, a fee is only fair if the value you receive is worth what you pay for it. Our experience has been that we are frequently not the lowest price bidder. However, our clients tell us we are consistently the highest value provider for fees paid. We believe the Town will derive tremendous value from our risk focused and no nonsense based approach. We value this opportunity to provide services for the Town and welcome the opportunity to answer any questions related to our fees. References The following are several clients whose engagements are similar to the Town and we encourage you to contact them directly to ascertain their level of satisfaction. For these clients we assessed Cybersecurity, Data Privacy, HIPAA and PCI-DSS compliance. All key risk areas identified by the Town. If you decide to contact our references, kindly let us know beforehand so we can reach out to these executives and alert them as to who will be speaking to them. At that time, we will provide their phone number and e-mail address. This is a courtesy we extend to our clients who agree to serve as our references and also respect their privacy. Parsippany-Troy Hills Schools Services Performed - Cybersecurity and Student Privacy Assessment Barry Haines, Ed.D. Director of Technology 32BJ Services Performed - Cybersecurity and HIPAA/HITECH Assessment Ms. Randi Farber Director of Technology & Operations New York Cruise Lines Services Performed - Cybersecurity and PCI-DSS Assessment Tanvir Azad Director of Technology 28 re PKF OfCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Code of Professional Conduct At PKF O'Connor Davies we believe that we are a reflection of our individual and collective conduct and values. Your personal appearance, habits, behavior and attitude combine to form an impression upon clients and others. As an employee of PKF O'Connor Davies, LLP you are expected to understand and comply with our Firm's policies and standards of work performance. All employees are expected to maintain the highest level of business ethics and, at all times, adhere to the standards outlined in the AICPA Code of Professional Conduct. If you encounter an issue that you feel may be questionable, or if you have any questions and/or concerns regarding the AICPA's Code of Professional Conduct, we encourage you to contact a partner and/or manager. If at any time you want to discuss an issue with someone other than a partner or manager, please contact your Chief Human Resources Officer. Your concerns will be addressed by a member of our compliance team. Confidentiality will be maintained to the fullest extent possible. Allegations of malfeasance or questionable or unethical acts by a partner or employee will be acted upon immediately. Such allegations can have a devastating impact on our reputation in the marketplace. Violations of ethical standards can result in disciplinary action, up to and including termination. Whistle Blowing When someone connected with an organization does something illegal or improper in connection with the business of the organization, his or her colleagues are often the first to know or suspect that something improper is, or has been, going on. There is, however, a natural resistance for some people to voice their concerns, whether this is because of a feeling that there is insufficient evidence or from fears that such whistle blowing may have unforeseen and/or unfortunate repercussions. The Firm will not condone any business activity that is illegal or improper, whether this is done by any individual member of the partnership, senior management, employee or any of its suppliers or contractors. The Firm encourages employees to report any suspected or actual illegal or improper activity. The definition of such failures can be summarized as follows: • That a criminal offense has been, is being or is likely to be committed. • That a person has failed, is failing or is likely to fail to comply with any legal obligation to which he or she is subject. • That the health or safety of any individual has been, is being or is likely to be in danger. • That the environment has been, is being or is likely to be damaged. 29 OPKF aCONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Appendix A Engagement Team Biographies 30 COPKF O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 Thomas DeMayo Professional Affiliations Engagement Principal ( iN is Involvement Thomas DeMayo is a Principal in the Cyber Risk Management • Information Assurance Group of the Firm and is responsible for the implementation and Certification Review Board design of the Firm's cybersecurity service client offerings, internal • Information Systems Audit and and external audit programs and testing procedures. His Control Association cybersecurity services relate to threat and vulnerability • International Association of management, governance, privacy, incident response, business Privacy Professionals continuity, disaster recovery and computer forensics. • International Council of E- Commerce Consultants (EC- He has extensive experience with securing and managing Council) information risk across a wide range of industries including • International Information Systems commercial entities, hospitality, not-for-profit, governmental, Security Certification Consortium healthcare, private Towns and higher education. He is also a (ISC2) computer forensic specialist and can assist with the acquisition and • New York State Society of analysis of data in a forensically sound and legally-approved Certified Public Accountants manner ACG'editations Tom specializes in the areas of information threat and vulnerability • CISSP—Certified Information management, PCI-DSS compliance, SOX 404 IT Controls, HIPAA, Systems Security Professional COBIT, and ISO 27001. He has helped many organizations • CISA—Certified Information achieve their compliance obligations through intensive and Systems Auditor meaningful compliance gap analysis, cyber and information security • CRISC —Certified in Risk and risk assessments, privacy assessments and penetration tests. He Information Systems Control has also made numerous presentations on cybersecurity before • CIPP/US—Certified Information client and industry groups and has written extensively in this area. Privacy Professional • MCSE— Microsoft Certified Education Systems Engineer Wagner Town, Staten Island, NY • CEH —Certified Ethical Hacker Bachelor of Science degree magna cum laude • CCFE—Certified Computer Computer Science with concentrations in Forensic Examiner Mathematics and Accounting • CHFI —Certified Hacking Forensic Investigator Contact Tom • CPT—Certified Penetration Tester 646.449.6353 tdemayo@pkfod.com 31 PO' C - O'CONNOR DAVIES ACCOUNTANTS AND ADVISORS ESTABLISHED IN 1891 "Putting people first. That's what I do every day. My clients know they are my number one priority. I put my experience to use 4Fassisting them in accomplishing i their objectives." Alan Kassa Professional Affiliations& Y Civic Involvement Partner • American Institute of Certified Public Accountants Alan Kassay is a Partner of the Firm and has more than 15 • New York State Society of Certified years of experience serving in the Government Services Public Accountants Division. His clients represent a range of municipal bodies • New York State Society of Certified including cities, towns, villages, school districts and Public Accountants Committees: counties. In addition to this role, he provides a variety of - Government Auditing other services for the firm's government clients, from Budget Committee Reviews for legislative leadership to bond refunding - Professional Ethics Committee verifications and assistance with Comprehensive Annual • Government Finance Officers Fiscal Reports ("CAFR's"). Association • Association of School Business Past involvement with the Counties of Rockland and Orange Officials offered Alan his comprehensive understanding of the operation of county government. He regularly lectures on -�ccreditations governmental accounting and auditing topics as part of the • Certified Public Accountant in NY firm's in-house training programs, and provides review and consultation assistance to staff. Education • Queens College, Bachelor of Art degree in Accounting and Information Systems Contact Alan 914.381.8900 akassay@pkfod.com 32 o �" o Town of Mamaroneck LU ®' z Town Center •FOUNDED 1661 • 740 West Boston Post Road, Mamaroneck, NY 10543-3353 TEL: 914/381-7810 OFFICE OF THE TOWN ADMINISTRATOR FAX: 914/381-7809 townadministrator@townofinamaroneck.org Memorandum To: Supervisor &Town Board Re: Authorization — Payment Adjustment— New York State Snow & Ice Contract Date: April 18, 2019 The State of NY has authorized a supplemental payment in the amount of $1,930.00 for the Town's removal of snow and ice on Weaver Street and the Boston Post Road. The original contract was in the amount of $14,517.60. In order to receive the supplement, a resolution of the governing body of the Town is required. REQUESTED ACTION: THAT THE TOWN BOARD APPROVE THE SUPPLEMENTAL CONTRACT FOR SNOW & ICE REMOVAL ON NEW YORK STATE ROADS, AND THAT THE TOWN ADMINISTRATOR BE AUTHORIZED TO EXECUTE THE CONTRACT. Stephen V. Altieri Town Administrator j—iNEW YORK Department of ANDREW M. CUOMO STATE Of Governor OPPORTUNITY Transportation MATTHEW J. DRISCOLL Conunlsslonei TODD WESTHUIS,P.E. Regional Director July 14, 2017 Mr. Stephen V. Altieri Town Administrator Town of Mamaroneck Town Center 740 West Boston Post Road Mamaroneck, NY 10543 RE: Snow and Ice Indexed Lump Sum Contracts, Payment Factor Adjustment Amendment B, for the winter of: 2017-2018 Dear Mr. Altieri, The 2017—2018 Amendment B is being sent with this cover letter. Your municipality must issue a Signed& Sealed Resolution for the Revised Estimated Expenditure from their governing body authorizing a Municipal Official to enter into the above Amendment. It is Important that four (4)completed Amendment packages be returned to this office for processing as soon as possible. The package shall include the items as listed below. 1. Four(4) Amendments: Fill in the blanks on the back of the page including original signature and notary seals on each. 2. Four(4) Resolutions: Resolutions from the municipality must be complete with original signatures and certified with the Municipal Seal on each. Attach one (1) Resolution to each Amendment. PLEASE RT URN PACKAGES TO New York State DOT 1 Dana Road Valhalla, NY 10595 Attn: Jorge Argote It has been a pleasure doing business with you in the past, and we look forward to continuing to do so. If you have any questions or comments, feel free to call me or Dyan Rajasingham, Residency Program Engineer at (914) 592-6557. Sincerely, Jor .Ar ote, P.E. Re 'd glneer, Westchester South Residency 8-9 Southern Westchester, 1 Dana Road.Valhalla.NY 105951 1NWN dot.ny.yov s AMENDMENT B Contract# Municipality Current Ext.Season Region 4 D010708 TOWN OF MAMARONECK 2016/17 8 Beginning Date of Contract Period 7/1/1996 Ending Contract Period 6/30/2017 AMENDMENT TO CHANGE THE ESTIMATED EXPENDITURE FOR SNOW & ICE AGREEMENT Due to the severity of the winter during 2015/16 the MUNICIPALITY requests that the Municipal Snow and Ice Agreement estimated expenditure be revised to reflect the additional lane miles of state roads that were plowed/treated during the winter season. All the terms and conditions of the original contract extension remain in effect except as follows: ADDITIONAL S&I OPERATIONS J-Mile Base 15/16 JMiles S&1 LM 15/16 LM Pay ' Original Estimated index Adjustment 2 Base Factor Expenditure 40,872 46,327 573 573 1.133 $14,517.60 $1,930.84 Pay Factor 1_(15/16 J-Miles/(15/16 LM))/(J-Mile Base/S&I LM Base) Index Adjustment 2 ,(Original Estimated Expenditure*Pay Factor')--Original Estimated Expenditure TOTAL REVISED ESTIMATED EXPENDITURE Original Estimated Expenditure Index Adjustment ' Rev.Est.Expenditure ' $14,517.60 $1,930.84 $16,448.44 Revised Estimated Expenditure'=Original Estimated Expenditure+index Adjustment' IN WITNESS WHEREOF,this agreement has been executed by the State,acting by and through the duly authorized representative of the COMMISSIONER OF TRANSPORTATION and the MUNICIPALITY, which has caused this Agreement to be executed by its duly authorized officer on the date and year first written in the original contract extension. • Vit- +=� � 4161-4106-8059.01 / 42289-2-64 At a regular meeting of the Town Board of the Town of Mamaroneck, Westchester County, New York, held at the Town Hall, in Mamaroneck, New York in said Town, on the 24th day of April, 2019, at 8:00 o'clock P.M., Prevailing Time. PRESENT: Supervisor Councilman Councilman Councilman Councilman In the Matter ORDER of CALLING The Increase and Improvement of Facilities PUBLIC of the Consolidated Water District in the HEARING Town of Mamaroneck, Westchester County, New York WHEREAS, pursuant to proceedings heretofore had and taken by the Town Board of the Town of Mamaroneck, Westchester County, New York,pursuant to the provisions of Section 202-b of the Town Law, it has been determined to be in the public interest to provide for a certain increase and improvement of the facilities of the Consolidated Water District in the Town of Mamaroneck, A)I-4-9 -q-11 orrick April 8, 2019 Orrick,Herrington&Sutcliffe LLP 51 West 52nd Street New York,NY 10019-6142 +1 212-506-5000 Ornck.com Douglas E. Goodfriend VIA E-MAIL. • E dgoodfriend®orrick.com (saltieri@townofmamaroneckny.org; tyogman@townofmamaroneckny.org) D +1 212 506 5211 F +1 212 506 5151 Mr. Steve Alfieri,Town Administrator Ms.Tracy Yogman,Treasurer Town of Mamaroneck 740 West Boston Post Road Mamaroneck,New York 10543 Re: Town of Mamaroneck,Westchester County,New York c Consolidated Water District-Additional$350,000(§202-b) Orrick File: 43235-2-64 Dear Steve and Tracy: In accordance with your recent request, we enclose herewith a form of Order Calling a Public Hearing with respect to the increase and improvement of the facilities of the Consolidated Water District, for your use at the next meeting of the Town Board. As you know,the amended map,plan and report with the revised maximum estimated cost needs to be available for public review, i.e., the original report with an addendum as to increased cost. Please check the project description to be sure it remains accurate and requires no revisions or additions. Please see that this order is adopted by at least a majority vote of the entire voting strength of the Town Board and that the notice of the public hearing, a form of which I enclose herewith for your convenience, is published once in the newspaper specified in the order and posted on the Town Clerk's signboard, such posting and publication to be made not less than ten nor more than twenty days prior to the date of the meeting. Posting on the Town website is also recommended. When available kindly return to me a certified copy of the enclosed proceedings, an original printer's affidavit of publication of the legal notice of the hearing and the Town Clerk's affidavit of posting of the same with a copy of the notice as posted attached. With best wishes, Very truly yours, Douglas E. Goodfriend DEG/zmt Enclosure 4161-4106-8059.01 cc: Ms.Christina Battalia(cbatallia@townofmamaroneckny.org) 7 A Westchester County, New York, at a maximum estimated cost of $2,513,500, consisting of the construction of a new Kenilworth Water Storage Tank,reconstruction of the Rye Lake Ultra Violet facility and water infrastructure improvements related to the planned paving projects of the Town of Mamaroneck,including incidental improvements and expenses in connection therewith; and WHEREAS, a map, plan and report including an estimate of cost has heretofore been prepared in connection therewith and is on file in the office of the Town Clerk of such Town; and WHEREAS, said capital projects, as proposed,have been determined to be Type II Actions pursuant to the regulations of the New York State Department of Environmental Conservation promulgated pursuant to the State Environmental Quality Review Act, as such, will not have any significant adverse impact on the environment; and WHEREAS, in order to undertake the improvements to the aforesaid facilities as described therein, it will be necessary to expend the sum of$2,863,500, an increase of$350,000 over that previously authorized and an addendum to said map, plan and report has been prepared in connection therewith; and WHEREAS, it is now desired to call a public hearing on the question of authorizing such increase and improvement of facilities of said Consolidated Water District at the revised maximum estimated cost;NOW,THEREFORE,IT IS HEREBY ORDERED, by the Town Board of the Town of Mamaroneck, Westchester County, New York,as follows: Section 1. A public hearing will be held at the Town Hall, 740 West Boston Post Road, in Mamaroneck, New York, in said Town, on the 21' day of May, 2019, at _o'clock P.M., Prevailing Time, on the question of increasing and improving the facilities of the Consolidated Water District in the manner described in the preambles hereof, and to hear all persons interested in -2- the subject thereof, concerning the same, and to take such action thereon as is required or authorized by law. Section 2. The Town Clerk is hereby authorized and directed to cause a copy of the Notice of Public Hearing hereinafter provided to be published once in the official newspaper designated for this purpose, and also to cause a copy thereof to be posted on the sign board of the Town, such publication and posting to be made not less than ten, nor more than twenty, days before the date designated for the hearing. Section 3. The notice of public hearing shall be in substantially the form attached hereto as Exhibit A and hereby made a part hereof Section 4. This Order shall take effect immediately. -3- The question of the adoption of the foregoing Order was duly put to a vote on roll call, which resulted as follows: VOTING VOTING VOTING VOTING VOTING The Order was thereupon declared duly adopted. * * * * * * * -4- CERTIFICATION FORM STATE OF NEW YORK ) )ss.: COUNTY OF WESTCHESTER ) I, the undersigned Clerk of the Town of Mamaroneck, Westchester County,New York(the "Issuer"),DO HEREBY CERTIFY: 1. That a meeting of the Issuer was duly called, held and conducted on the 24th day of April, 2019. 2. That such meeting was a special regular (circle one) meeting. 3. That attached hereto is a proceeding of the Issuer which was duly adopted at such meeting by the Board of the Issuer. 4. That such attachment constitutes a true and correct copy of the entirety of such proceeding as so adopted by said Board. 5. That all members of the Board of the Issuer had due notice of said meeting. 6. That said meeting was open to the general public in accordance with Section 103 of the Public Officers Law,commonly referred to as the"Open Meetings Law". 7. That notice of said meeting (the meeting at which the proceeding was adopted) was given PRIOR THERETO in the following manner PUBLICATION(here insert newspaper(s)and date(s)of publication) POSTING(here insert place(s)and date(s)of posting) IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the Issuer this day of April,2019. Town Clerk (CORPORATE SEAL) NOTICE OF PUBLIC HEARING NOTICE IS HEREBY GIVEN that the Town Board of the Town of Mamaroneck, Westchester County, New York, will meet at the Town Hall, 740 West Boston Post Road, in Mamaroneck, New York, in said Town, on the 21' day of May, 2019, at o'clock Prevailing Time, for the purpose of conducting a public hearing upon a certain map, plan and report including an amended estimate of cost prepared in relation to the proposed increase and improvement of the facilities of the Consolidated Water District in the Town of Mamaroneck, Westchester County, New York, being the construction of a new Kenilworth Water Storage Tank, reconstruction of the Rye Lake Ultra Violet facility and water infrastructure improvements related to the planned paving projects of the Town of Mamaroneck, including incidental improvements and expenses in connection therewith. The new maximum estimated cost of the aforesaid increase and improvement of the facilities of the Consolidated Water District in the Town is$2,863,500,consisting of an increase of$350,000. Said capital project has been determined to be a "Type II Action"pursuant to the regulations of the New York State Department of Environmental Conservation promulgated pursuant to the State Environmental Quality Review Act("SEQRA"),the implementation of which as proposed, as such will not result in any significant adverse environmental impact. SEQRA compliance materials are on file in the office of the Town Clerk where they may be inspected during regular office hours. At said public hearing said Town Board will hear all persons interested in the subject matter thereof. Dated: Mamaroneck,New York, April 24,2019 BY ORDER OF THE TOWN BOARD OF THE TOWN OF MAMARONECK, WESTCHESTER COUNTY,NEW YORK Christina Battalia Town Clerk AFFIDAVIT OF POSTING STATE OF NEW YORK ) ) ss.: COUNTY OF WESTCHESTER ) I, the undersigned Clerk of the Town of Mamaroneck, Westchester County, New York, DEPOSE AND SAY: That on the day of April, 2019, I caused to be posted on the official signboard maintained by me pursuant to subdivision 6 of Section 30 of the Town Law, a Notice of Public Hearing, which Notice is part of an order duly adopted by the Town Board on the 24th day of April, 2019. A true and correct copy of such Notice is attached hereto and made a part hereof. Town Clerk Subscribed and sworn to before me this day of April, 2019. Notary Public ,f4CO 0 1 o Town of Mamaroneck 4°, m Town Center ~FOUNDED 16617' 740 West Boston Post Road, Mamaroneck,NY 10543-3353 TEL: 914/381-7810 OFFICE OF THE TOWN ADMINISTRATOR FAX: 914/381-7809 townadministrator@townofmamaroneck.org Memorandum To: Supervisor &Town Board Re: Authorization —Sale of Surplus Vehicles Date: April 18, 2019 Below is a list of Town vehicles which are no longer necessary to the Town as a result of vehicle replacements. Therefore, the vehicles should be declared as surplus so that they can be put up for auction. Fleet 1 Highway 2013 Ford Explorer Vin# 1FM5K8B88DGB21028 61,250 Miles Fleet 31 Car 23 Police 2008 Ford Crown Vic Vin#2FAHP71V79X100182 42,644 Miles 4. Fleet 19 Car 8 Police 2007 Ford Explorer Vin# 1FMEU73E77UB64791 88,516 Miles Stephen V. Altieri Town Administrator was 4, 4, Li- 2 - 1) O of Mamaroneck Z ; Town - � , W m Town Center C, 740 West Boston Post Road,Mamaroneck,NY 10593-3353 .rCu JE91EE'. OFFICE OF THE TOWN ADMINISTRATOR TEL 914-381-7810 FAX 914-381-7809 saltieri@townofmamaroneckny.org www.townofmamaroneckny.org Memorandum To: Supervisor and Town Board Re: Intersection of Palmer Avenue and Weaver Street Date: April 23, 2019 The intersection of Palmer Avenue and Weaver Street was recently the scene of accidents on March 29 and April 4. Fortunately, the accidents resulted in no serious injuries. The accident history at the intersection does reveal some frequency which in some cases is due to the many turning movements at the intersection and the high level of traffic. Weaver Street is a State owned road and Palmer Avenue a County owned road. The traffic signal is operated by the State. Some years back we petitioned the State to review the intersection and install left turn arrows to improve traffic flow. The State, at that time denied the request on the basis that a left turn arrow could not be installed on Weaver Street in the northbound direction (towards Myrtle Blvd) because of insufficient space in the northbound direction for a left turn lane. The State's position is that a left turn lane must be available for the installation of a left turn arrow. At that time, we reminded the State that left turn arrows were operating on single lane State road in Scarsdale at the intersection of Weaver Street and Griffen Avenue and in Harrison at the intersection of Harrison Avenue and Union Avenue. However, the State's response was to only install a left turn lane on Weaver Street in the southbound direction but without a left turn arrow on the traffic signal. I have spoken with the New York State DOT to request that because of the number of accidents, the intersection should again be evaluated. Under a new policy of the DOT, they require a resolution of the governing body of the community to initiate a traffic study on a New York State roadway. Attached is a proposed resolution for your consideration. If acceptable, I will forward this to the DOT to initiate an investigation of the intersection. Stephen V. Altieri Town Administrator Printed on Receded Pa�1rr Resolution of the Town Board of the Town of Mamaroneck To request a study of the intersection of Weaver Street and Palmer Avenue Whereas, the intersection of Palmer Avenue and Weaver Street (Route 125) is located in the unincorporated Town of Mamaroneck, and, Whereas, Weaver Street (Route 125) is a New York State owned road, and, Palmer Avenue a Westchester County owned road, Whereas, the traffic signal at the intersection is controlled by the New York State Department of Transportation, and, Whereas, the intersection has been the site of a frequent number of cars accidents, the most recent occurring on March 29 and April 4, and, Whereas, the Town believes that based upon the accident history, it is time to evaluate the intersection to improve traffic flow and vehicular safety, now be it RESOLVED, that the Town Board of the Town of Mamaroneck unanimously requests that the New York State Department of Transportation initiate straightaway an evaluation of this intersection to investigate traffic flow and to consider safety improvements including the installation of left turn arrows on the traffic signal for traffic traveling in all directions on Palmer Avenue and Weaver Street (Route 125). And be it, FURTHER RESOLVED, that the Town of Mamaroneck is prepared to provide whatever assistance is necessary to assist with the review of the intersection by the New York State Department of Transportation.